0001644999-16-000043.txt : 20160307 0001644999-16-000043.hdr.sgml : 20160307 20160307130458 ACCESSION NUMBER: 0001644999-16-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160304 FILED AS OF DATE: 20160307 DATE AS OF CHANGE: 20160307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-625-4900 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferland E James Jr CENTRAL INDEX KEY: 0001404512 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 161487674 MAIL ADDRESS: STREET 1: ALVARADO SQUARE STREET 2: MS 2850 CITY: ALBUQUERQUE STATE: NM ZIP: 87158 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-04 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001404512 Ferland E James Jr 13024 BALLANTYNE CORPORATE PLACE SUITE 700 CHARLOTTE NC 28277 1 1 0 0 Chairman and CEO Common Stock 2016-03-04 4 M 0 38542 0 A 158696 D Common Stock 2016-03-04 4 F 0 14786 19.54 D 143910 D Common Stock 2016-03-05 4 M 0 9415 0 A 153325 D Common Stock 2016-03-05 4 F 0 4500 19.54 D 148825 D Common Stock 505 I 401k Plan Restricted Stock Units 0 2016-03-04 4 M 0 5463 0 D 2016-03-04 Common Stock 5463 0 D Restricted Stock Units 0 2016-03-04 4 M 0 33079 0 D 2016-03-04 Common Stock 33079 0 D Restricted Stock Units 0 2016-03-05 4 M 0 9415 0 D 2016-03-04 Common Stock 9415 0 D Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of March 2, 2016. 100% of the RSUs vest on March 4, 2016. E. James Ferland, by Angela P. Winter, attorney-in-fact 2016-03-07