0001104659-23-117435.txt : 20231113 0001104659-23-117435.hdr.sgml : 20231113 20231113200409 ACCESSION NUMBER: 0001104659-23-117435 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231108 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dodge R Stanton CENTRAL INDEX KEY: 0001404430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41379 FILM NUMBER: 231401061 MAIL ADDRESS: STREET 1: ECHOSTAR CORPORATION STREET 2: 100 INVERNESS TERRACE EAST CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DraftKings Inc. CENTRAL INDEX KEY: 0001883685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 986-6744 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: New Duke Holdco, Inc. DATE OF NAME CHANGE: 20210917 4 1 tm2330505d1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-11-08 0 0001883685 DraftKings Inc. DKNG 0001404430 Dodge R Stanton C/O DRAFTKINGS INC. 222 BERKELEY STREET, 5TH FLOOR BOSTON MA 02116 0 1 0 0 Chief Legal Officer 0 Class A Common Stock 2023-11-08 4 M 0 105554 2.95 A 758538 D Class A Common Stock 2023-11-08 4 S 0 105554 35.82 D 652984 D Class A Common Stock 2023-11-09 4 M 0 14155 A 667139 D Class A Common Stock 2023-11-09 4 F 0 6193 34.81 D 660946 D Stock Option 2.95 2023-11-08 4 M 0 105554 0.00 D 2027-11-07 Class A Common Stock 105554 473138 D Restricted Stock Units 2023-11-09 4 M 0 14155 0.00 D Class A Common Stock 14155 127389 D No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 14,155 shares of Class A Common Stock underlying the RSUs listed in Table II, and 6,193 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The Reporting Person acquired shares of Class A Common Stock of the Issuer upon the exercise of stock options and payment of the aggregate exercise price in cash. The reported sale was made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on February 26, 2023 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.44 to $36.28, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. These stock options were granted on November 7, 2017. As of the date hereof, all such remaining stock options have vested. On February 9, 2022, the Reporting Person was granted 226,470 RSUs vesting quarterly over four (4) years. /s/ Faisal Hasan, attorney-in-fact 2023-11-13