0001104659-23-064242.txt : 20230524 0001104659-23-064242.hdr.sgml : 20230524 20230524202743 ACCESSION NUMBER: 0001104659-23-064242 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230522 FILED AS OF DATE: 20230524 DATE AS OF CHANGE: 20230524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dodge R Stanton CENTRAL INDEX KEY: 0001404430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41379 FILM NUMBER: 23955684 MAIL ADDRESS: STREET 1: ECHOSTAR CORPORATION STREET 2: 100 INVERNESS TERRACE EAST CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DraftKings Inc. CENTRAL INDEX KEY: 0001883685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 986-6744 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: New Duke Holdco, Inc. DATE OF NAME CHANGE: 20210917 4 1 tm2316959d3_4.xml OWNERSHIP DOCUMENT X0407 4 2023-05-22 0 0001883685 DraftKings Inc. DKNG 0001404430 Dodge R Stanton C/O DRAFTKINGS INC. 222 BERKELEY STREET, 5TH FLOOR BOSTON MA 02116 0 1 0 0 Chief Legal Officer 0 Class A Common Stock 2023-05-22 4 M 0 2446 A 621684 D Class A Common Stock 2023-05-22 4 F 0 1071 25.22 D 620613 D Class A Common Stock 2023-05-23 4 M 0 1961 A 622574 D Class A Common Stock 2023-05-23 4 F 0 858 24.27 D 621716 D Restricted Stock Units 2023-05-22 4 M 0 2446 0.00 D Class A Common Stock 2446 17122 D Restricted Stock Units 2023-05-23 4 M 0 1961 0.00 D Class A Common Stock 1961 21570 D Restricted Stock Units Class A Common Stock 176469 D No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 2,446 shares of Class A Common Stock underlying the RSUs listed in the first row of Table II, and 1,071 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in the second row of Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Reflects the change in vesting terms of 14,119 RSUs granted to the Reporting Person on February 13, 2023. There was no purchase or sale of shares of Class A Common Stock in connection with the amendment. On February 22, 2021, the Reporting Person was granted 39,136 RSUs vesting quarterly over 4 years. On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule. On February 13, 2023, the Reporting Person was granted 190,588 RSUs vesting quarterly over four (4) years. Reflects the change in vesting terms of 14,119 RSUs granted on February 13, 2023 and vesting quarterly over four (4) years that will now vest in equal monthly installments over one (1) year from April 23, 2023. See last sentence of footnote 5. /s/ Faisal Hasan, attorney-in-fact 2023-05-24