0001209191-23-026730.txt : 20230502 0001209191-23-026730.hdr.sgml : 20230502 20230502184747 ACCESSION NUMBER: 0001209191-23-026730 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230501 FILED AS OF DATE: 20230502 DATE AS OF CHANGE: 20230502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Little Paul Sean CENTRAL INDEX KEY: 0001749385 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36620 FILM NUMBER: 23881040 MAIL ADDRESS: STREET 1: SIENTRA, INC. STREET 2: 420 SOUTH FAIRVIEW AVENUE, SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eledon Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001404281 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 550 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-238-8090 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 550 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Novus Therapeutics, Inc. DATE OF NAME CHANGE: 20170511 FORMER COMPANY: FORMER CONFORMED NAME: Tokai Pharmaceuticals Inc DATE OF NAME CHANGE: 20070622 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-01 0 0001404281 Eledon Pharmaceuticals, Inc. ELDN 0001749385 Little Paul Sean C/O ELEDON PHARMACEUTICALS, INC. 19900 MACARTHUR BLVD STE. 550 IRVINE CA 92612 0 1 0 0 Chief Financial Officer 0 Stock Option (right to buy) 2.30 2023-05-01 4 A 0 198126 0.00 A 2033-05-01 Common Stock 198126 198126 D This option represents a right to purchase up to 198,126 shares of Common Stock, which option vests with respect to 49,531 shares on May 1, 2024, and then with respect to 6.25% of the underlying shares quarterly over the three-year period ending May 1, 2027. /s/ Paul Little 2023-05-02