0001403975-17-000003.txt : 20170522
0001403975-17-000003.hdr.sgml : 20170522
20170522150408
ACCESSION NUMBER: 0001403975-17-000003
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20170522
DATE AS OF CHANGE: 20170522
EFFECTIVENESS DATE: 20170522
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nineteen77 Global Multi-Strategy Alpha Ltd
CENTRAL INDEX KEY: 0001403975
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-104873
FILM NUMBER: 17860687
BUSINESS ADDRESS:
STREET 1: UGLAND HOUSE
STREET 2: SOUTH CHURCH STREET
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: e9
ZIP: KY1-1104
BUSINESS PHONE: 345-949-8066
MAIL ADDRESS:
STREET 1: UGLAND HOUSE
STREET 2: SOUTH CHURCH STREET
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: e9
ZIP: KY1-1104
FORMER COMPANY:
FORMER CONFORMED NAME: O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
DATE OF NAME CHANGE: 20130314
FORMER COMPANY:
FORMER CONFORMED NAME: O'Connor Global Multi-Strategy Alpha Ltd
DATE OF NAME CHANGE: 20070621
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001403975
Nineteen77 Global Multi-Strategy Alpha Ltd
Maples Corporate Services Limited
Ugland House, South Church Street
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1104
345-949-8066
CAYMAN ISLANDS
UBS Global Equity Arbitrage Limited
O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
O'Connor Global Multi-Strategy Alpha Ltd
Other
Cayman Islands Exempted Company
true
n/a
UBS O'Connor LLC
UBS Tower
One North Wacker Drive, 32nd Floor
Chicago
IL
ILLINOIS
60606
Executive Officer
Investment Manager
Darren
Stainrod
Marbury Fund Services (Cayman) Ltd.
Fidelity Financial Centre, West Bay Road
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1105
Director
William
E.J.
Walmsley
The Harbour Trust Co. Ltd., Windward 1
Regatta Office Park, West Bay Road
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1103
Director
George
Halaby
UBS O'Connor LLC
UBS Tower, One N. Wacker Dr., 32nd Fl.
Chicago
IL
ILLINOIS
60606
Director
Joseph
C.
Workman
UBS O'Connor LLC
UBS Tower, One N. Wacker Dr., 32nd Fl.
Chicago
IL
ILLINOIS
60606
Executive Officer
Deputy General Counsel of the Investment Manager
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0001403975-17-000001
2000-06-01
true
true
false
50000
UBS Financial Services Inc.
8174
None
None
1200 Harbor Boulevard
Weehawken
NJ
NEW JERSEY
07086
All States
false
UBS Asset Management (US) Inc.
583
None
None
1285 Avenue of the Americas
12th Floor
New York
NY
NEW YORK
10019
All States
false
UBS Asset Management (Americas) Inc.
106838
None
None
1285 Avenue of the Americas
12th Floor
New York
NY
NEW YORK
10019
AZ
ARIZONA
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
IL
ILLINOIS
IA
IOWA
KY
KENTUCKY
ME
MAINE
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OK
OKLAHOMA
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
TN
TENNESSEE
TX
TEXAS
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
false
Indefinite
669736631
Indefinite
Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-US investors in reliance on Regulation S).
false
337
18875000
true
0
UBS Asset Management (Americas) Inc. is no longer receiving any sales commissions in connection with sales of interests of the Issuer.
0
The Issuer pays a management fee as described in the Issuer's offering documents. In addition, the Issuer pays customary directors fees.
false
Nineteen77 Global Multi-Strategy Alpha Ltd
Joseph C. Workman
Joseph C. Workman
Deputy General Counsel of the Investment Manager
2017-05-22