0001403975-17-000003.txt : 20170522 0001403975-17-000003.hdr.sgml : 20170522 20170522150408 ACCESSION NUMBER: 0001403975-17-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170522 DATE AS OF CHANGE: 20170522 EFFECTIVENESS DATE: 20170522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nineteen77 Global Multi-Strategy Alpha Ltd CENTRAL INDEX KEY: 0001403975 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-104873 FILM NUMBER: 17860687 BUSINESS ADDRESS: STREET 1: UGLAND HOUSE STREET 2: SOUTH CHURCH STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: e9 ZIP: KY1-1104 BUSINESS PHONE: 345-949-8066 MAIL ADDRESS: STREET 1: UGLAND HOUSE STREET 2: SOUTH CHURCH STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: e9 ZIP: KY1-1104 FORMER COMPANY: FORMER CONFORMED NAME: O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD DATE OF NAME CHANGE: 20130314 FORMER COMPANY: FORMER CONFORMED NAME: O'Connor Global Multi-Strategy Alpha Ltd DATE OF NAME CHANGE: 20070621 D/A 1 primary_doc.xml X0707 D/A LIVE 0001403975 Nineteen77 Global Multi-Strategy Alpha Ltd Maples Corporate Services Limited Ugland House, South Church Street Grand Cayman E9 CAYMAN ISLANDS KY1-1104 345-949-8066 CAYMAN ISLANDS UBS Global Equity Arbitrage Limited O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD O'Connor Global Multi-Strategy Alpha Ltd Other Cayman Islands Exempted Company true n/a UBS O'Connor LLC UBS Tower One North Wacker Drive, 32nd Floor Chicago IL ILLINOIS 60606 Executive Officer Investment Manager Darren Stainrod Marbury Fund Services (Cayman) Ltd. Fidelity Financial Centre, West Bay Road Grand Cayman E9 CAYMAN ISLANDS KY1-1105 Director William E.J. Walmsley The Harbour Trust Co. Ltd., Windward 1 Regatta Office Park, West Bay Road Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director George Halaby UBS O'Connor LLC UBS Tower, One N. Wacker Dr., 32nd Fl. Chicago IL ILLINOIS 60606 Director Joseph C. Workman UBS O'Connor LLC UBS Tower, One N. Wacker Dr., 32nd Fl. Chicago IL ILLINOIS 60606 Executive Officer Deputy General Counsel of the Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001403975-17-000001 2000-06-01 true true false 50000 UBS Financial Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false UBS Asset Management (US) Inc. 583 None None 1285 Avenue of the Americas 12th Floor New York NY NEW YORK 10019 All States false UBS Asset Management (Americas) Inc. 106838 None None 1285 Avenue of the Americas 12th Floor New York NY NEW YORK 10019 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IA IOWA KY KENTUCKY ME MAINE MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false Indefinite 669736631 Indefinite Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-US investors in reliance on Regulation S). false 337 18875000 true 0 UBS Asset Management (Americas) Inc. is no longer receiving any sales commissions in connection with sales of interests of the Issuer. 0 The Issuer pays a management fee as described in the Issuer's offering documents. In addition, the Issuer pays customary directors fees. false Nineteen77 Global Multi-Strategy Alpha Ltd Joseph C. Workman Joseph C. Workman Deputy General Counsel of the Investment Manager 2017-05-22