0001140361-13-014580.txt : 20130329 0001140361-13-014580.hdr.sgml : 20130329 20130329155845 ACCESSION NUMBER: 0001140361-13-014580 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20130329 DATE AS OF CHANGE: 20130329 EFFECTIVENESS DATE: 20130329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC CENTRAL INDEX KEY: 0001403972 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-104875 FILM NUMBER: 13727764 BUSINESS ADDRESS: STREET 1: ONE NORTH WACKER DRIVE STREET 2: 32ND FLOOR CITY: Chicago STATE: IL ZIP: 60606 BUSINESS PHONE: 312-525-6000 MAIL ADDRESS: STREET 1: ONE NORTH WACKER DRIVE STREET 2: 32ND FLOOR CITY: Chicago STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: O'Connor Global Multi-Strategy Alpha WM LLC DATE OF NAME CHANGE: 20070621 D/A 1 primary_doc.xml X0706 D/A LIVE 0001403972 O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC UBS TOWER, ONE NORTH WACKER DRIVE 32ND FLOOR CHICAGO IL ILLINOIS 60606 312-525-6000 DELAWARE None O'Connor Global Multi-Strategy Alpha WM LLC Limited Liability Company true Phillip E. Dickie The Harbour Trust Co. Ltd., Windward 1 Regatta Office Park, West Bay Road Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director Management Board Member William E.J. Walmsley The Harbour Trust Co. Ltd., Windward 1 Regatta Office Park, West Bay Road Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director Management Board Member William J. Ferri UBS A&Q LLC 299 Park Avenue New York NY NEW YORK 10171 Director Management Board Member UBS O'Connor LLC UBS O'Connor LLC UBS Tower, One North Wacker Drive 32nd Floor Chicago IL ILLINOIS 60606 Executive Officer Investment Advisor Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C.7 true 0001140361-12-018366 2006-01-25 true true false 250000 UBS Global Asset Management (Americas) Inc. 106838 None None UBS Tower, One North Wacker Drive 32nd Floor Chicago IL ILLINOIS 60606 All States false UBS Financial Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Indefinite 612013500 Indefinite Includes only securities sold to U.S. investors by the issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S). false 689 9612707 true 0 Includes sales commissions paid to all placement agents listed in this Form D. 0 The fund pays a management fee as described in the fund's offering documents. In addition, the fund pays customary director fees. false O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC /s/ William J. Ferri William J. Ferri Management Board Member 2013-03-29