SC 13G/A 1 d300691dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 5 Schedule 13G Amendment No. 5

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Amendment No. 5)*

Under the Securities Exchange Act of 1934

 

 

 

Heckmann Corporation

(Name of Issuer)

 

 

 

Common Stock, $0.001 par value per share

(Title of Class of Securities)

 

422680108

(CUSIP Number)

 

December 31, 2011

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

CUSIP No. 422680108

 

   1    

NAMES OF REPORTING PERSONS

 

Richard J. Heckmann

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

 

12,349,236

   6   

SHARED VOTING POWER

 

-0-

   7   

SOLE DISPOSITIVE POWER

 

12,349,236

   8   

SHARED DISPOSITIVE POWER

 

-0-

  9

  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

12,349,236

10

  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ¨

 

11

  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

9.91

12

  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

 

1 

Based on 124,712,436 shares of common stock outstanding as reported in the Issuer’s Form 8-K filed with the Securities and Exchange Commission on November 14, 2011.

SCHEDULE 13G

 

Item 1(a) Name of Issuer:

Heckmann Corporation (the “Issuer”)

 

Item 1(b) Address of Issuer’s Principal Executive Offices:

300 Cherrington Parkway, Suite 200 Coraopolis, Pennsylvania USA

 

Item 2(a) Name of Person Filing:

Richard J. Heckmann

 

Item 2(b) Address of Principal Business Office:

c/o Heckmann Corporation

300 Cherrington Parkway, Suite 200 Coraopolis, Pennsylvania USA

 

Item 2(c) Place of Citizenship:

United States

 

Item 2(d) Title of Class of Securities:

Common Stock, $0.001 per value per share

 

Item 2(e) CUSIP Number:

422680108

 

Item 3 Not Applicable. This Schedule 13G is filed pursuant to Rule 13d-1(d)

 

Item 4 Ownership.

 

  (a) Amount beneficially owned:

Mr. Heckmann beneficially owns 12,349,236 shares of common stock as follows: (i) Mr. Heckmann holds of record 181,500 shares of common stock, (ii) Mr. Heckmann is deemed to be the indirect owner of 29,000 shares of common stock that are held of record by Mr. Heckmann’s spouse, Wendy Hope Heckmann, (iii) Mr. Heckmann is deemed to be the indirect owner of 9,000 shares of common stock that are held of record by two of his children, each of whom resides with Mr. Heckmann, (iv) Mr. Heckmann indirectly owns 12,129,736 shares of common stock that are held of record by Heckmann Acquisition, LLC, a Delaware limited liability company, of which Heckmann Enterprises, Inc., a California corporation, is the sole member; Mr. Heckmann is sole shareholder of Heckmann Enterprises, Inc. Beneficial ownership of shares and percentage ownership are determined in accordance with the rules of the SEC. In calculating the number of shares beneficially owned by an individual or entity and the percentage ownership of that individual or entity, shares underlying warrants held by that individual or entity that are currently exercisable or exercisable within 60 days are deemed outstanding. Mr. Heckmann disclaims beneficial ownership of (i) 29,000 shares of common stock gifted to and held of record by his spouse, Wendy Hope Heckmann, (iii) 9,000 shares of common stock gifted to and held of record by two children that reside with him. Mr. Heckmann has also given 356,500 shares of common stock to adult children that do not reside with him.

  (b) Percent of Class: 9.9%

 

  (c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote: 12,349,236

 

  (ii) Shared power to vote or to direct the vote: -0-

 

  (iii) Sole power to dispose or direct the disposition of: 12,349,236

 

  (iv) Shared power to dispose or direct the disposition of: -0-

 

Item 5 Ownership of Five Percent or Less of a Class.

Not Applicable

 

Item 6 Ownership of More Than Five Percent on Behalf of Another Person.

Not Applicable

 

Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not Applicable

 

Item 8 Identification and Classification of Members of the Group.

Not Applicable

 

Item 9 Notice of Dissolution of Group.

Not Applicable

 

Item 10 Certifications.

Not Applicable

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2012

     By:  

/s/ Richard J. Heckmann

    Name:   Richard J. Heckmann