0001140361-16-077597.txt : 20160823
0001140361-16-077597.hdr.sgml : 20160823
20160823145113
ACCESSION NUMBER: 0001140361-16-077597
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160822
FILED AS OF DATE: 20160823
DATE AS OF CHANGE: 20160823
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MSB FINANCIAL CORP
CENTRAL INDEX KEY: 0001635261
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1902 LONG HILL ROAD
CITY: MILLINGTON
STATE: NJ
ZIP: 07946
BUSINESS PHONE: (908) 647-4000
MAIL ADDRESS:
STREET 1: 1902 LONG HILL ROAD
CITY: MILLINGTON
STATE: NJ
ZIP: 07946
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VANARIA RAYMOND
CENTRAL INDEX KEY: 0001403608
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37506
FILM NUMBER: 161847062
MAIL ADDRESS:
STREET 1: 155 NORTH DEAN STREET
CITY: ENGLEWOOD
STATE: NJ
ZIP: 07631
4
1
doc1.xml
FORM 4
X0306
4
2016-08-22
0
0001635261
MSB FINANCIAL CORP
MSBF
0001403608
VANARIA RAYMOND
1902 LONG HILL ROAD
MILLINGTON
NJ
07946
1
0
0
0
Common Stock
15323
D
Common Stock
53911
I
Retirement Plans and IRA
Common Stock
900
I
Spouse
Common Stock
1000
I
Daughter
Stock Option (Right to Buy)
13.04
2016-08-22
4
J
0
1508
0
D
2017-06-07
2026-06-06
Common Stock
1508
10556
D
On August 22, 2016, the Reporting Person and the Company agreed to amend a previously-issued grant of stock options to reduce the number of shares of common stock that may be purchased upon exercise. The option was granted pursuant to the terms of the Company's 2016 Equity Incentive Plan which limited the aggregate number of options that may be granted to outside directors of the Company of which the Reporting Person is one to 84,449. Subsequent to the date of grant of the option, a new individual joined as an outside director. In order to permit the new director to participate in an equitable manner under the Plan and to further align his interests with that of stockholders generally, the outside directors each agreed to forfeit to the Company the right to purchase 1,508 shares. The option will continue to vest in increments of 20% of the reduced grant amount on each of the five anniversaries of the date of grant.
/s/ Raymond J. Vanaria By: Michael A. Shriner, POA
2016-08-22