0001567619-19-008185.txt : 20190402 0001567619-19-008185.hdr.sgml : 20190402 20190402170353 ACCESSION NUMBER: 0001567619-19-008185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190329 FILED AS OF DATE: 20190402 DATE AS OF CHANGE: 20190402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Settersten Scott M CENTRAL INDEX KEY: 0001560595 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33764 FILM NUMBER: 19726021 MAIL ADDRESS: STREET 1: 1000 REMINGTON BLVD. STREET 2: SUITE 120 CITY: BOLINGBROOK STATE: IL ZIP: 60440 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ulta Beauty, Inc. CENTRAL INDEX KEY: 0001403568 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 384022268 FISCAL YEAR END: 0202 BUSINESS ADDRESS: STREET 1: 1000 REMINGTON BLVD STREET 2: SUITE 120 CITY: BOLINGBROOK STATE: IL ZIP: 60440 BUSINESS PHONE: 630-410-4800 MAIL ADDRESS: STREET 1: 1000 REMINGTON BLVD STREET 2: SUITE 120 CITY: BOLINGBROOK STATE: IL ZIP: 60440 FORMER COMPANY: FORMER CONFORMED NAME: Ulta Salon, Cosmetics & Fragrance, Inc. DATE OF NAME CHANGE: 20070618 4 1 doc1.xml FORM 4 X0306 4 2019-03-29 0 0001403568 Ulta Beauty, Inc. ULTA 0001560595 Settersten Scott M 1000 REMINGTON BLVD SUITE 120 BOLINGBROOK IL 60440 0 1 0 0 Chief Financial Officer Common Stock 2019-03-29 4 A 0 1073 0 A 6050 D Common Stock 2019-03-29 4 A 0 921 0 A 6971 D Stock Option (right to buy) 348.73 2019-03-29 4 A 0 8922 0 A 2029-03-29 Common Stock 8922 8922 D Represents 1,073 performance-based restricted share units, which were awarded on March 24, 2017 under the Amended and Restated Ulta Beauty, Inc. 2011 Incentive Award Plan. Each performance-based restricted share unit represents the right to one share of common stock, which vested based on satisfaction of certain performance goals and a time-based service vesting restriction which lapses on March 15, 2020, subject to continued employment. The Company's compensation committee certified on March 29, 2019 that the performance vesting goals were satisfied. Represents grant of 921 shares of restricted stock, vesting 100% on March 15, 2022. The options, representing an initial right to purchase a total of 8,922 shares, vesting in 25% annual increments beginning March 15, 2020 and each anniversary thereafter through March 15, 2023. /s/ Jodi J. Caro, as attorney-in-fact for Scott M. Settersten 2019-04-02