0001567619-19-008185.txt : 20190402
0001567619-19-008185.hdr.sgml : 20190402
20190402170353
ACCESSION NUMBER: 0001567619-19-008185
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190329
FILED AS OF DATE: 20190402
DATE AS OF CHANGE: 20190402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Settersten Scott M
CENTRAL INDEX KEY: 0001560595
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33764
FILM NUMBER: 19726021
MAIL ADDRESS:
STREET 1: 1000 REMINGTON BLVD.
STREET 2: SUITE 120
CITY: BOLINGBROOK
STATE: IL
ZIP: 60440
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ulta Beauty, Inc.
CENTRAL INDEX KEY: 0001403568
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990]
IRS NUMBER: 384022268
FISCAL YEAR END: 0202
BUSINESS ADDRESS:
STREET 1: 1000 REMINGTON BLVD
STREET 2: SUITE 120
CITY: BOLINGBROOK
STATE: IL
ZIP: 60440
BUSINESS PHONE: 630-410-4800
MAIL ADDRESS:
STREET 1: 1000 REMINGTON BLVD
STREET 2: SUITE 120
CITY: BOLINGBROOK
STATE: IL
ZIP: 60440
FORMER COMPANY:
FORMER CONFORMED NAME: Ulta Salon, Cosmetics & Fragrance, Inc.
DATE OF NAME CHANGE: 20070618
4
1
doc1.xml
FORM 4
X0306
4
2019-03-29
0
0001403568
Ulta Beauty, Inc.
ULTA
0001560595
Settersten Scott M
1000 REMINGTON BLVD
SUITE 120
BOLINGBROOK
IL
60440
0
1
0
0
Chief Financial Officer
Common Stock
2019-03-29
4
A
0
1073
0
A
6050
D
Common Stock
2019-03-29
4
A
0
921
0
A
6971
D
Stock Option (right to buy)
348.73
2019-03-29
4
A
0
8922
0
A
2029-03-29
Common Stock
8922
8922
D
Represents 1,073 performance-based restricted share units, which were awarded on March 24, 2017 under the Amended and Restated Ulta Beauty, Inc. 2011 Incentive Award Plan. Each performance-based restricted share unit represents the right to one share of common stock, which vested based on satisfaction of certain performance goals and a time-based service vesting restriction which lapses on March 15, 2020, subject to continued employment. The Company's compensation committee certified on March 29, 2019 that the performance vesting goals were satisfied.
Represents grant of 921 shares of restricted stock, vesting 100% on March 15, 2022.
The options, representing an initial right to purchase a total of 8,922 shares, vesting in 25% annual increments beginning March 15, 2020 and each anniversary thereafter through March 15, 2023.
/s/ Jodi J. Caro, as attorney-in-fact for Scott M. Settersten
2019-04-02