0001209191-17-023191.txt : 20170328
0001209191-17-023191.hdr.sgml : 20170328
20170328182035
ACCESSION NUMBER: 0001209191-17-023191
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170324
FILED AS OF DATE: 20170328
DATE AS OF CHANGE: 20170328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ulta Beauty, Inc.
CENTRAL INDEX KEY: 0001403568
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990]
IRS NUMBER: 384022268
FISCAL YEAR END: 0127
BUSINESS ADDRESS:
STREET 1: 1000 REMINGTON BLVD
STREET 2: SUITE 120
CITY: BOLINGBROOK
STATE: IL
ZIP: 60440
BUSINESS PHONE: 630-410-4800
MAIL ADDRESS:
STREET 1: 1000 REMINGTON BLVD
STREET 2: SUITE 120
CITY: BOLINGBROOK
STATE: IL
ZIP: 60440
FORMER COMPANY:
FORMER CONFORMED NAME: Ulta Salon, Cosmetics & Fragrance, Inc.
DATE OF NAME CHANGE: 20070618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Settersten Scott M
CENTRAL INDEX KEY: 0001560595
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33764
FILM NUMBER: 17720234
MAIL ADDRESS:
STREET 1: 1000 REMINGTON BLVD.
STREET 2: SUITE 120
CITY: BOLINGBROOK
STATE: IL
ZIP: 60440
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-24
0
0001403568
Ulta Beauty, Inc.
ULTA
0001560595
Settersten Scott M
1000 REMINGTON BLVD.
SUITE 120
BOLINGBROOK
IL
60440
0
1
0
0
Chief Financial Officer
Common Stock
2017-03-24
4
A
0
1290
0.00
A
8643
D
Common Stock
2017-03-24
4
A
0
874
0.00
A
9517
D
Stock Option (right to buy)
281.53
2017-03-24
4
A
0
8771
0.00
A
2027-03-24
Common Stock
8771
8771
D
Represents 1,290 performance-based restricted share units, which were awarded on March 27, 2015 under the Amended and Restated Ulta Beauty, Inc. 2011 Incentive Award Plan. Each performance-based restricted share unit represents the right to one share of common stock, which vested based on satisfaction of certain performance goals and a time-based service vesting restriction which lapses on March 15, 2018, subject to continued employment. The Company's compensation committee certified on March 24, 2017 that the performance vesting goals were satisfied.
Represents a grant of 874 restricted stock units, each representing one share of common stock, vesting 100% on 3/15/2020.
The options, representing a right to purchase a total of 8,771 shares of common stock, vesting in 25% annual increments beginning March 15, 2018 and each anniversary thereafter through March 15, 2021.
/s/ Jodi J. Caro, as attorney-in-fact for Scott M. Settersten
2017-03-28