0001209191-17-023190.txt : 20170328 0001209191-17-023190.hdr.sgml : 20170328 20170328181941 ACCESSION NUMBER: 0001209191-17-023190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170324 FILED AS OF DATE: 20170328 DATE AS OF CHANGE: 20170328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ulta Beauty, Inc. CENTRAL INDEX KEY: 0001403568 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 384022268 FISCAL YEAR END: 0127 BUSINESS ADDRESS: STREET 1: 1000 REMINGTON BLVD STREET 2: SUITE 120 CITY: BOLINGBROOK STATE: IL ZIP: 60440 BUSINESS PHONE: 630-410-4800 MAIL ADDRESS: STREET 1: 1000 REMINGTON BLVD STREET 2: SUITE 120 CITY: BOLINGBROOK STATE: IL ZIP: 60440 FORMER COMPANY: FORMER CONFORMED NAME: Ulta Salon, Cosmetics & Fragrance, Inc. DATE OF NAME CHANGE: 20070618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kimbell David C CENTRAL INDEX KEY: 0001553883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33764 FILM NUMBER: 17720230 MAIL ADDRESS: STREET 1: 8410 W. BRYN MAWR CITY: CHICAGO STATE: IL ZIP: 60631 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-24 0 0001403568 Ulta Beauty, Inc. ULTA 0001553883 Kimbell David C 1000 REMINGTON BLVD SUITE 120 BOLINGBROOK IL 60440 0 1 0 0 See Remarks Common Stock 2017-03-24 4 A 0 1298 0.00 A 7427 D Common Stock 2017-03-24 4 A 0 874 0.00 A 8301 D Stock Option (right to buy) 281.53 2017-03-24 4 A 0 8771 0.00 A 2027-03-24 Common Stock 8771 8771 D Represents 1,298 performance-based restricted share units, which were awarded on March 27, 2015 under the Amended and Restated Ulta Beauty, Inc. 2011 Incentive Award Plan. Each performance-based restricted share unit represents the right to one share of common stock, which vested based on satisfaction of certain performance goals and a time-based service vesting restriction which lapses on March 15, 2018, subject to continued employment. The Company's compensation committee certified on March 24, 2017 that the performance vesting goals were satisfied. Represents a grant of 874 restricted stock units, each representing one share of common stock, vesting 100% on 3/15/2020. The options, representing a right to purchase a total of 8,771 shares of common stock, vesting in 25% annual increments beginning on 3/15/2018 and on each anniversary thereafter through 3/15/2021. Chief Merchandising and Marketing Officer /s/ Jodi J. Caro, as attorney-in-fact for David Kimbell 2017-03-28