0001193125-23-009118.txt : 20230117 0001193125-23-009118.hdr.sgml : 20230117 20230117114659 ACCESSION NUMBER: 0001193125-23-009118 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230117 DATE AS OF CHANGE: 20230117 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Destra Multi-Alternative Fund CENTRAL INDEX KEY: 0001523289 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-93777 FILM NUMBER: 23530812 BUSINESS ADDRESS: STREET 1: 443 N. WILLSON AVE. CITY: BOZEMAN STATE: MT ZIP: 59715 BUSINESS PHONE: 877-855-3434 MAIL ADDRESS: STREET 1: 443 N. WILLSON AVE. CITY: BOZEMAN STATE: MT ZIP: 59715 FORMER COMPANY: FORMER CONFORMED NAME: Multi-Strategy Growth & Income Fund DATE OF NAME CHANGE: 20110614 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial LLC CENTRAL INDEX KEY: 0001403438 IRS NUMBER: 952834236 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 704-733-3300 MAIL ADDRESS: STREET 1: 1055 LPL WAY CITY: FORT MILL STATE: SC ZIP: 29715 FORMER COMPANY: FORMER CONFORMED NAME: LPL Financial CORP DATE OF NAME CHANGE: 20080102 FORMER COMPANY: FORMER CONFORMED NAME: Linsco/Private Ledger Corp. DATE OF NAME CHANGE: 20070615 SC 13G/A 1 d418262dsc13ga.htm SC 13G/A SC 13G/A

CUSIP No. 25065A502

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2

(Amendment No. 1)*

 

 

Destra Multi-Alternative Fund

(Name of Issuer)

Common Shares

(Title of Class of Securities)

25065A502

(CUSIP Number)

December 31, 2022

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this schedule is filed:

☒ Rule 13d-1(b)

☐ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 

CUSIP No. 25065A502

 

  1.    

  NAME OF REPORTING PERSON

 

  LPL Financial LLC

  2.  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)  ☐        (b)  ☐

 

  3.  

  SEC USE ONLY

 

  4.  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  California

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5.     

  SOLE VOTING POWER

 

  0

   6.   

  SHARED VOTING POWER

 

  0

   7.   

  SOLE DISPOSITIVE POWER

 

  0

   8.   

  SHARED DISPOSITIVE POWER

 

  1,380,554.36

  9.    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  1,380,554.36

10.  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

  ☐

11.  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  15.4% *

12.  

  TYPE OF REPORTING PERSON

 

  BD, IA

 

*

Based on 8,963,239 Common Shares outstanding as of September 30, 2022, as reported in the Issuer’s Certified Shareholder Report on Form N-CSRS filed with the Securities and Exchange Commission on December 9, 2022.

 

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CUSIP No. 25065A502

 

AMENDMENT NO. 1 TO SCHEDULE 13G

Reference is hereby made to the statement on Schedule 13G filed with the Securities and Exchange Commission by the Reporting Person with respect to the Common Shares of the Issuer on October 6, 2022 (the “Schedule 13G”). Terms defined in the Schedule 13G are used herein as so defined.

The following Item of the Schedule 13G is hereby amended and restated as follows:

Item 4. Ownership

The information requested by this paragraph is incorporated herein by reference to the cover page to this Amendment No. 1 to Schedule 13G. LPL, in its capacity as investment adviser, may be deemed to beneficially own the Common Shares reported herein, which are held by clients who have granted discretionary authority to dispose of or direct the disposition of the shares to an independent contractor of LPL.

 

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CUSIP No. 25065A502

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.

Dated: January 17, 2023

 

LPL FINANCIAL LLC
By:  

/s/ Allison Bevacqua

  Name: Allison Bevacqua
  Title: SVP, Product & Platform Compliance

 

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