0001179110-17-002864.txt : 20170222
0001179110-17-002864.hdr.sgml : 20170222
20170222113619
ACCESSION NUMBER: 0001179110-17-002864
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170221
FILED AS OF DATE: 20170222
DATE AS OF CHANGE: 20170222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bats Global Markets, Inc.
CENTRAL INDEX KEY: 0001659228
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 463583191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
BUSINESS PHONE: (913) 815-7000
MAIL ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
FORMER COMPANY:
FORMER CONFORMED NAME: BATS Global Markets, Inc.
DATE OF NAME CHANGE: 20151123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shupe Derick D
CENTRAL INDEX KEY: 0001403270
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 17627509
MAIL ADDRESS:
STREET 1: C/O BATS GLOBAL MARKETS
STREET 2: 8050 MARSHALL DRIVE
CITY: LENEXA
STATE: KS
ZIP: 66214
4
1
edgar.xml
FORM 4 -
X0306
4
2017-02-21
0
0001659228
Bats Global Markets, Inc.
BATS
0001403270
Shupe Derick D
8050 MARSHALL DRIVE
SUITE 120
LENEXA
KS
66214
0
0
0
1
Controller
Common Stock
2017-02-21
4
M
0
20000
9.83
A
32056
D
Common Stock
2017-02-21
4
S
0
20000
35.85
D
12056
D
Employee Stock Option (right to buy)
9.83
2017-02-21
4
M
0
20000
0
A
2019-12-14
Common Stock
20000
26222
D
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.83 to $35.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Options exercisable as to 100%
/s/ Derick Shupe
2017-02-22