0001179110-17-002864.txt : 20170222 0001179110-17-002864.hdr.sgml : 20170222 20170222113619 ACCESSION NUMBER: 0001179110-17-002864 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170221 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bats Global Markets, Inc. CENTRAL INDEX KEY: 0001659228 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 463583191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 BUSINESS PHONE: (913) 815-7000 MAIL ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 FORMER COMPANY: FORMER CONFORMED NAME: BATS Global Markets, Inc. DATE OF NAME CHANGE: 20151123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shupe Derick D CENTRAL INDEX KEY: 0001403270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37732 FILM NUMBER: 17627509 MAIL ADDRESS: STREET 1: C/O BATS GLOBAL MARKETS STREET 2: 8050 MARSHALL DRIVE CITY: LENEXA STATE: KS ZIP: 66214 4 1 edgar.xml FORM 4 - X0306 4 2017-02-21 0 0001659228 Bats Global Markets, Inc. BATS 0001403270 Shupe Derick D 8050 MARSHALL DRIVE SUITE 120 LENEXA KS 66214 0 0 0 1 Controller Common Stock 2017-02-21 4 M 0 20000 9.83 A 32056 D Common Stock 2017-02-21 4 S 0 20000 35.85 D 12056 D Employee Stock Option (right to buy) 9.83 2017-02-21 4 M 0 20000 0 A 2019-12-14 Common Stock 20000 26222 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.83 to $35.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Options exercisable as to 100% /s/ Derick Shupe 2017-02-22