0001179110-16-032408.txt : 20161205 0001179110-16-032408.hdr.sgml : 20161205 20161205173143 ACCESSION NUMBER: 0001179110-16-032408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161201 FILED AS OF DATE: 20161205 DATE AS OF CHANGE: 20161205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bats Global Markets, Inc. CENTRAL INDEX KEY: 0001659228 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 463583191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 BUSINESS PHONE: (913) 815-7000 MAIL ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 FORMER COMPANY: FORMER CONFORMED NAME: BATS Global Markets, Inc. DATE OF NAME CHANGE: 20151123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shupe Derick D CENTRAL INDEX KEY: 0001403270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37732 FILM NUMBER: 162034658 MAIL ADDRESS: STREET 1: C/O BATS GLOBAL MARKETS STREET 2: 8050 MARSHALL DRIVE CITY: LENEXA STATE: KS ZIP: 66214 4 1 edgar.xml FORM 4 - X0306 4 2016-12-01 0 0001659228 Bats Global Markets, Inc. BATS 0001403270 Shupe Derick D 8050 MARSHALL DRIVE SUITE 120 LENEXA KS 66214 0 0 0 1 Controller Common Stock 2016-12-01 4 F 0 333 31.95 D 8179 D These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted shares granted to the reporting person under the Issuer's Third Amended and Restated 2012 Equity Incentive Plan. /s/ Derick Shupe 2016-12-05