0001403256-23-000131.txt : 20231120
0001403256-23-000131.hdr.sgml : 20231120
20231120164357
ACCESSION NUMBER: 0001403256-23-000131
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231117
FILED AS OF DATE: 20231120
DATE AS OF CHANGE: 20231120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levine David Michael
CENTRAL INDEX KEY: 0001691807
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33805
FILM NUMBER: 231423322
MAIL ADDRESS:
STREET 1: OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
STREET 2: 9 WEST 57TH STREET, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sculptor Capital Management, Inc.
CENTRAL INDEX KEY: 0001403256
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET FL 39
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212)790-0000
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET FL 39
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Och-Ziff Capital Management Group Inc.
DATE OF NAME CHANGE: 20190508
FORMER COMPANY:
FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC
DATE OF NAME CHANGE: 20070614
4
1
wk-form4_1700516628.xml
FORM 4
X0508
4
2023-11-17
1
0001403256
Sculptor Capital Management, Inc.
SCU
0001691807
Levine David Michael
C/O SCULPTOR CAPITAL MANAGEMENT
9 WEST 57TH STREET
NEW YORK
NY
10019
0
1
0
0
Chief Legal Officer
0
Class A Shares
2023-11-17
4
D
0
40821
0
D
32950
D
Class A Shares
2023-11-17
4
D
0
32950
12.70
D
0
D
Class A Restricted Share Units
2023-11-17
4
D
0
33942
12.70
D
Class A Shares
33942
0
D
Class A Restricted Share Units
2023-11-17
4
D
0
7653
12.70
D
Class A Shares
7653
0
D
Class A Restricted Share Units
2023-11-17
4
D
0
4845
12.70
D
Class A Shares
4845
0
D
Forfeiture of unvested Performance Restricted Stock Units.
Disposed of as a result of the merger (the "Merger") pursuant to the previously announced Agreement and Plan of Merger, dated as of July 23, 2023, as amended, by and among the Sculptor Capital Management, Inc. (the "Company"), Sculptor Capital LP, a Delaware limited partnership and subsidiary of the Company, Sculptor Capital Advisors LP, a Delaware limited partnership and subsidiary of the Company, Sculptor Capital Advisors II LP, a Delaware limited partnership and subsidiary of the Company, Rithm Capital Corp., a Delaware corporation ("Parent"), Calder Sub, Inc., a Delaware corporation and subsidiary of Parent ("Merger Sub Inc."), Calder Sub I, LP, a Delaware limited partnership and subsidiary of Parent, Calder Sub II, LP, a Delaware limited partnership and subsidiary of Parent, and Calder Sub III, LP, a Delaware limited partnership and subsidiary of Parent.
Each Class A Restricted Share Unit represented a right to receive one of the Company's Class A Shares or the cash value thereof, upon the vesting date.
The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025, and January 1, 2026.
The Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024.
The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
/s/ Alesia J. Haas, power of attorney for David Michael Levine
2023-11-20