0001403256-23-000021.txt : 20230104
0001403256-23-000021.hdr.sgml : 20230104
20230104181101
ACCESSION NUMBER: 0001403256-23-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230101
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levine David Michael
CENTRAL INDEX KEY: 0001691807
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33805
FILM NUMBER: 23508675
MAIL ADDRESS:
STREET 1: OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
STREET 2: 9 WEST 57TH STREET, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sculptor Capital Management, Inc.
CENTRAL INDEX KEY: 0001403256
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET FL 39
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212)790-0000
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET FL 39
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Och-Ziff Capital Management Group Inc.
DATE OF NAME CHANGE: 20190508
FORMER COMPANY:
FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC
DATE OF NAME CHANGE: 20070614
4
1
wf-form4_167287383640498.xml
FORM 4
X0306
4
2023-01-01
0
0001403256
Sculptor Capital Management, Inc.
SCU
0001691807
Levine David Michael
C/O SCULPTOR CAPITAL MANAGEMENT
9 WEST 57TH STREET
NEW YORK
NY
10019
0
1
0
0
Chief Legal Officer
Class A Shares
2023-01-01
4
M
0
2353
0
A
63836
D
Class A Shares
2023-01-01
4
M
0
7428
0
A
71264
D
Class A Shares
2023-01-01
4
M
0
6406
0
A
77670
D
Class A Shares
2023-01-01
4
D
0
2353
8.66
D
75317
D
Class A Shares
2023-01-01
4
F
0
1689
8.66
D
73628
D
Class A Restricted Share Units
2023-01-01
4
M
0
2353
0
D
Class A Shares
2353.0
4702
D
Class A Restricted Share Units
2023-01-01
4
M
0
7428
0
D
Class A Shares
7428.0
7426
D
Class A Restricted Share Units
2023-01-01
4
M
0
6406
0
D
Class A Shares
6406.0
0
D
The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
Represents Class A Restricted Share Units settled in cash by the Issuer.
Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units or Class A Restricted Shares.
Includes 54,428 of Class A Restricted Shares, which is subject to both a service condition, vesting 1/3 on each of December 17, 2024, December 17, 2025 and December 17, 2026 (the "Service Condition") and a performance condition, vesting when total shareholder return (based on the closing price on the New York Stock Exchange of a Class A Share of the Issuer, and dividends paid thereon, following the grant date) equals or exceeds the Performance Thresholds, as defined below, for a period of 60 calendar days (the "Performance Condition"). The Performance Thresholds are as follows: 1/3 of Class A Restricted Shares vest if a total shareholder return of 25% is achieved; an additional 1/3 of Class A Restricted Shares vest if a total shareholder return of 39% is achieved; and the final 1/3 of Class A Restricted Shares vest if a total shareholder return of 53% is achieved, in each case based on a reference price of $24 per Class A Share.
If a Class A Restricted Share described in the footnote above has not satisfied the Performance Condition by the seventh anniversary of the grant date, it will be forfeited and canceled immediately.
Includes 4,702 outstanding Class A Restricted Shares granted on January 31, 2022. The remaining Class A Restricted Shares vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020.
/s/ Wayne N. Cohen, power of attorney for David Michael Levine
2023-01-04