0001403256-22-000018.txt : 20220105 0001403256-22-000018.hdr.sgml : 20220105 20220105061541 ACCESSION NUMBER: 0001403256-22-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220101 FILED AS OF DATE: 20220105 DATE AS OF CHANGE: 20220105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pollard Herbert Alvin CENTRAL INDEX KEY: 0001785306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 22509370 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sculptor Capital Management, Inc. CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET FL 39 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0000 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET FL 39 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group Inc. DATE OF NAME CHANGE: 20190508 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC DATE OF NAME CHANGE: 20070614 4 1 wf-form4_164138132896850.xml FORM 4 X0306 4 2022-01-01 0 0001403256 Sculptor Capital Management, Inc. SCU 0001785306 Pollard Herbert Alvin C/O SCULPTOR CAPITAL MANAGEMENT 9 WEST 57TH STREET NEW YORK NY 10019 0 1 0 0 Chief Accounting Officer Class A Shares 2022-01-01 4 M 0 3032 0 A 9131 D Class A Shares 2022-01-01 4 M 0 1753 0 A 10884 D Class A Shares 2022-01-01 4 M 0 9064 0 A 19948 D Class A Shares 2022-01-01 4 F 0 5326 21.35 D 14622 D Class A Restricted Share Units 2022-01-01 4 M 0 3032 0 D Class A Shares 3032.0 6058 D Class A Restricted Share Units 2022-01-01 4 M 0 1753 0 D Class A Shares 1753.0 1752 D Class A Restricted Share Units 2022-01-01 4 M 0 9064 0 D Class A Shares 9064.0 0 D Class A Restricted Share Units Class A Shares 50000.0 50000 D The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person. Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023 and January 1, 2024. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, January 1, 2023. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on July 1, 2019. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on December 23, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026. /s/ Wayne N. Cohen, power of attorney for Herbert A. Pollard 2022-01-04