0001403256-21-000231.txt : 20211221
0001403256-21-000231.hdr.sgml : 20211221
20211221174054
ACCESSION NUMBER: 0001403256-21-000231
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211217
FILED AS OF DATE: 20211221
DATE AS OF CHANGE: 20211221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levin James S
CENTRAL INDEX KEY: 0001572628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33805
FILM NUMBER: 211510426
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET
STREET 2: 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sculptor Capital Management, Inc.
CENTRAL INDEX KEY: 0001403256
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET FL 39
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212)790-0000
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET FL 39
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Och-Ziff Capital Management Group Inc.
DATE OF NAME CHANGE: 20190508
FORMER COMPANY:
FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC
DATE OF NAME CHANGE: 20070614
4
1
wf-form4_164012643792474.xml
FORM 4
X0306
4
2021-12-17
0
0001403256
Sculptor Capital Management, Inc.
SCU
0001572628
Levin James S
C/O SCULPTOR CAPITAL MANAGEMENT
9 WEST 57TH STREET
NEW YORK
NY
10019
1
1
0
0
CIO and CEO
Class A Shares
2021-12-17
4
A
0
2314286
0
A
2687556
D
Class A Shares
25376
I
Held by Trusts
Represents a grant of Class A Restricted Shares, which is subject to both a service condition, vesting 1/3 on each of December 17, 2024, December 17, 2025 and December 17, 2026 (the "Service Condition") and a performance condition, vesting when total shareholder return (based on the closing price on the New York Stock Exchange of a Class A Share of the Issuer, and dividends paid thereon, following the grant date) equals or exceeds the Performance Thresholds, as defined below, for a period of 60 calendar days (the "Performance Condition"). The Performance Thresholds are as follows: 1/3 of Class A Restricted Shares vest if a total shareholder return of 25% is achieved; an additional 1/3 of Class A Restricted Shares vest if a total shareholder return of 39% is achieved; and the final 1/3 of Class A Restricted Shares vest if a total shareholder return of 53% is achieved, in each case based on a reference price of $24 per Class A Share.
If a Class A Restricted Share has not satisfied the Performance Condition by the seventh anniversary of the grant date, it will be forfeited and canceled immediately.
The Class A Shares listed here are held in trusts. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed an admission that he or any trust is the beneficial owner of any such interests, and disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest therein.
/s/ Wayne N. Cohen, power of attorney for James S. Levin
2021-12-21