0001403256-21-000082.txt : 20210401 0001403256-21-000082.hdr.sgml : 20210401 20210401161841 ACCESSION NUMBER: 0001403256-21-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shafir Robert Scott CENTRAL INDEX KEY: 0001729896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 21798272 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sculptor Capital Management, Inc. CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0000 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group Inc. DATE OF NAME CHANGE: 20190508 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC DATE OF NAME CHANGE: 20070614 4 1 wf-form4_161730827941421.xml FORM 4 X0306 4 2021-04-01 1 0001403256 Sculptor Capital Management, Inc. SCU 0001729896 Shafir Robert Scott C/O SCULPTOR CAPITAL MANAGEMENT 9 WEST 57TH STREET NEW YORK NY 10019 1 1 0 0 Chief Executive Officer Class A Shares 2021-04-01 4 M 0 63365 0 A 1418572 D Class A Shares 2021-04-01 4 M 0 381726 0 A 1800298 D Class A Shares 2021-04-01 4 M 0 149057 0 A 1949355 D Class A Shares 2021-04-01 4 M 0 183672 0 A 2133027 D Class A Restricted Share Units 2021-04-01 4 M 0 63365 0 D Class A Shares 63365.0 0 D Class A Restricted Share Units 2021-04-01 4 M 0 381726 0 D Class A Shares 381726.0 0 D Class A Restricted Share Units 2021-04-01 4 M 0 149057 0 D Class A Shares 149057.0 0 D Class A Restricted Share Units 2021-04-01 4 M 0 183672 0 D Class A Shares 183672.0 0 D Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 5, 2018. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2019. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. /s/ Wayne N. Cohen, power of attorney for Robert Scott Shafir 2021-04-01