0001403256-21-000039.txt : 20210205 0001403256-21-000039.hdr.sgml : 20210205 20210205161928 ACCESSION NUMBER: 0001403256-21-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210205 FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shafir Robert Scott CENTRAL INDEX KEY: 0001729896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 21595639 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sculptor Capital Management, Inc. CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0000 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group Inc. DATE OF NAME CHANGE: 20190508 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC DATE OF NAME CHANGE: 20070614 4 1 wf-form4_161255995304816.xml FORM 4 X0306 4 2021-02-05 0 0001403256 Sculptor Capital Management, Inc. SCU 0001729896 Shafir Robert Scott C/O SCULPTOR CAPITAL MANAGEMENT 9 WEST 57TH STREET NEW YORK NY 10019 1 1 0 0 Chief Executive Officer Class A Shares 2021-02-05 4 M 0 344207 0 A 1298067 D Class A Shares 2021-02-05 4 M 0 57140 0 A 1355207 D Class A Restricted Share Units 2021-02-05 4 M 0 344207 0 D Class A Shares 344207.0 344208 D Class A Restricted Share Units 2021-02-05 4 M 0 57140 0 D Class A Shares 57140.0 57138 D Class A Restricted Share Units Class A Shares 134407.0 134407 D Class A Restricted Share Units Class A Shares 165620.0 165620 D Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 5, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, on February 5, 2022. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 31, 2022 and January 31, 2023. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 31, 2022, January 31, 2023 and January 31, 2024. /s/ Wayne N. Cohen, power of attorney for Robert Scott Shafir 2021-02-05