0001403256-21-000022.txt : 20210105
0001403256-21-000022.hdr.sgml : 20210105
20210105210953
ACCESSION NUMBER: 0001403256-21-000022
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210105
DATE AS OF CHANGE: 20210105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levin James S
CENTRAL INDEX KEY: 0001572628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33805
FILM NUMBER: 21508708
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET
STREET 2: 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sculptor Capital Management, Inc.
CENTRAL INDEX KEY: 0001403256
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 1300
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212)790-0000
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 1300
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Och-Ziff Capital Management Group Inc.
DATE OF NAME CHANGE: 20190508
FORMER COMPANY:
FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC
DATE OF NAME CHANGE: 20070614
4
1
wf-form4_160989896980816.xml
FORM 4
X0306
4
2020-12-31
0
0001403256
Sculptor Capital Management, Inc.
SCU
0001572628
Levin James S
C/O SCULPTOR CAPITAL MANAGEMENT
9 WEST 57TH STREET
NEW YORK
NY
10019
1
1
0
0
Chief Investment Officer
Class A Shares
2020-12-31
4
M
0
217638
0
A
592518
D
Class A Shares
2020-12-31
4
M
0
357
0
A
25567
I
Held by Trusts
Class A Shares
2020-12-31
4
D
0
116241
15.25
D
476277
D
Class A Shares
2020-12-31
4
D
0
191
15.25
D
25376
I
Held by Trusts
Class A Shares
2021-01-01
4
M
0
54820
0
A
531097
D
Class A Shares
2021-01-01
4
D
0
29356
15.20
D
501741
D
Class A Restricted Share Units
2020-12-31
4
M
0
217638
0
D
Class A Shares
217638.0
435269
D
Class A Restricted Share Units
2020-12-31
4
M
0
357
0
D
Class A Shares
357.0
720
I
Held by Trusts
Class A Restricted Share Units
2021-01-01
4
M
0
54820
0
D
Class A Shares
54820.0
109638
D
Class A Restricted Share Units
Class A Shares
54717.0
54717
D
The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
Represents Class A Restricted Share Units settled in cash by the Issuer.
Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
These Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 16, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on December 31, 2021 and December 31, 2022.
The Class A Restricted Share Units listed here are held in trusts. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed an admission that he or any trust is the beneficial owner of any such interests, and disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest therein.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2022 and January 1, 2023.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 31, 2021 and January 31, 2022.
/s/ Wayne N. Cohen, power of attorney for James S. Levin
2021-01-05