0001403256-21-000022.txt : 20210105 0001403256-21-000022.hdr.sgml : 20210105 20210105210953 ACCESSION NUMBER: 0001403256-21-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levin James S CENTRAL INDEX KEY: 0001572628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 21508708 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sculptor Capital Management, Inc. CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0000 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group Inc. DATE OF NAME CHANGE: 20190508 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC DATE OF NAME CHANGE: 20070614 4 1 wf-form4_160989896980816.xml FORM 4 X0306 4 2020-12-31 0 0001403256 Sculptor Capital Management, Inc. SCU 0001572628 Levin James S C/O SCULPTOR CAPITAL MANAGEMENT 9 WEST 57TH STREET NEW YORK NY 10019 1 1 0 0 Chief Investment Officer Class A Shares 2020-12-31 4 M 0 217638 0 A 592518 D Class A Shares 2020-12-31 4 M 0 357 0 A 25567 I Held by Trusts Class A Shares 2020-12-31 4 D 0 116241 15.25 D 476277 D Class A Shares 2020-12-31 4 D 0 191 15.25 D 25376 I Held by Trusts Class A Shares 2021-01-01 4 M 0 54820 0 A 531097 D Class A Shares 2021-01-01 4 D 0 29356 15.20 D 501741 D Class A Restricted Share Units 2020-12-31 4 M 0 217638 0 D Class A Shares 217638.0 435269 D Class A Restricted Share Units 2020-12-31 4 M 0 357 0 D Class A Shares 357.0 720 I Held by Trusts Class A Restricted Share Units 2021-01-01 4 M 0 54820 0 D Class A Shares 54820.0 109638 D Class A Restricted Share Units Class A Shares 54717.0 54717 D The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person. Represents Class A Restricted Share Units settled in cash by the Issuer. Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. These Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 16, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on December 31, 2021 and December 31, 2022. The Class A Restricted Share Units listed here are held in trusts. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed an admission that he or any trust is the beneficial owner of any such interests, and disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest therein. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2022 and January 1, 2023. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 31, 2021 and January 31, 2022. /s/ Wayne N. Cohen, power of attorney for James S. Levin 2021-01-05