0001403256-19-000023.txt : 20190109
0001403256-19-000023.hdr.sgml : 20190109
20190109161058
ACCESSION NUMBER: 0001403256-19-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190107
FILED AS OF DATE: 20190109
DATE AS OF CHANGE: 20190109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Och Daniel
CENTRAL INDEX KEY: 0001417561
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33805
FILM NUMBER: 19518358
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET 13TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: Daniel Och S
DATE OF NAME CHANGE: 20071105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Och-Ziff Capital Management Group LLC
CENTRAL INDEX KEY: 0001403256
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 1300
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212)790-0000
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 1300
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
wf-form4_154706824143099.xml
FORM 4
X0306
4
2019-01-07
0
0001403256
Och-Ziff Capital Management Group LLC
OZM
0001417561
Och Daniel
C/O OCH-ZIFF CAPITAL MANAGEMENT
GROUP LLC, 9 WEST 57TH STREET
NEW YORK
NY
10019
1
0
1
0
Class A Shares
2019-01-07
4
A
0
7694
0
A
203401
D
The amount shown represents Class A Restricted Share Units granted to the Reporting Person on January 7, 2019. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 4,977 are fully vested and the remainder vest on March 31, 2019. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors.
Share amounts presented throughout this form have been adjusted to give effect to the Issuer's 1-for-10 reverse stock split that was effective following the close of trading on the New York Stock Exchange on January 3, 2019.
/s/ Wayne N. Cohen, power of attorney for Daniel Och
2019-01-09