0001403256-18-000280.txt : 20181228 0001403256-18-000280.hdr.sgml : 20181228 20181228160825 ACCESSION NUMBER: 0001403256-18-000280 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181226 FILED AS OF DATE: 20181228 DATE AS OF CHANGE: 20181228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elisha Erez CENTRAL INDEX KEY: 0001691781 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 181257527 MAIL ADDRESS: STREET 1: OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC STREET 2: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Och-Ziff Capital Management Group LLC CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0000 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 4 1 wf-form4_154603128888119.xml FORM 4 X0306 4 2018-12-26 0 0001403256 Och-Ziff Capital Management Group LLC OZM 0001691781 Elisha Erez OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC 9 WEST 57TH STREET, 39TH FLOOR NEW YORK NY 10019 0 1 0 0 Chief Accounting Officer Class A Shares 2018-12-26 4 M 0 300748 A 300748 D Class A Restricted Share Units 2018-12-26 4 M 0 20730 0 D Class A Shares 20730.0 0 D Class A Restricted Share Units 2018-12-26 4 M 0 46100 0 D Class A Shares 46100.0 46096 D Class A Restricted Share Units 2018-12-26 4 M 0 25999 0 D Class A Shares 25999.0 51994 D Class A Restricted Share Units 2018-12-26 4 M 0 207919 0 D Class A Shares 207919.0 415835 D The transaction reported on this line represents the vesting of Class A Restricted Share Units as presented in Table II below. Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. The Class A Restricted Share Units relate to outstanding Class A Restricted Share Units granted on January 31, 2016. The Class A Restricted Share Units relate to outstanding Class A Restricted Share Units granted on January 31, 2017. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on December 26, 2019. The Class A Restricted Share Units relate to outstanding Class A Restricted Share Units granted on January 31, 2018. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on December 26, 2019 and December 26, 2020. The Class A Restricted Share Units relate to outstanding Class A Restricted Share Units granted on April 23, 2018. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on December 26, 2019 and December 26, 2020. /s/ Erez Elisha 2018-12-28