0001403256-18-000270.txt : 20181121
0001403256-18-000270.hdr.sgml : 20181121
20181121162222
ACCESSION NUMBER: 0001403256-18-000270
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181120
FILED AS OF DATE: 20181121
DATE AS OF CHANGE: 20181121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shafir Robert Scott
CENTRAL INDEX KEY: 0001729896
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33805
FILM NUMBER: 181198441
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Och-Ziff Capital Management Group LLC
CENTRAL INDEX KEY: 0001403256
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 1300
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212)790-0000
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 1300
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
wf-form4_154283532607545.xml
FORM 4
X0306
4
2018-11-20
0
0001403256
Och-Ziff Capital Management Group LLC
OZM
0001729896
Shafir Robert Scott
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
9 WEST 57TH STREET, 39TH FLOOR
NEW YORK
NY
10019
1
1
0
0
Chief Executive Officer
Class A Restricted Share Units
2018-11-20
4
A
0
39730
0
A
Class A Shares
39730.0
2125602
D
Class A Restricted Share Units
2018-11-20
4
A
0
239339
0
A
Class A Shares
239339.0
12804640
D
Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
The Class A Restricted Share Units are dividend equivalents accrued on the outstanding Class A Restricted Share Units granted on February 5, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on February 5, 2019, February 5, 2020, February 5, 2021 and February 5, 2022.
/s/ Wayne N. Cohen, power of attorney for Robert Scott Shafir
2018-11-21