0001403256-16-000292.txt : 20161227 0001403256-16-000292.hdr.sgml : 20161227 20161227160609 ACCESSION NUMBER: 0001403256-16-000292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161226 FILED AS OF DATE: 20161227 DATE AS OF CHANGE: 20161227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Och-Ziff Capital Management Group LLC CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0000 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elisha Erez CENTRAL INDEX KEY: 0001691781 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 162070748 MAIL ADDRESS: STREET 1: OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC STREET 2: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 wf-form4_148287275615024.xml FORM 4 X0306 4 2016-12-26 0 0001403256 Och-Ziff Capital Management Group LLC OZM 0001691781 Elisha Erez OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC 9 WEST 57TH STREET, 39TH FLOOR NEW YORK NY 10019 0 1 0 0 Chief Accounting Officer Class A Shares 2016-12-26 4 M 0 12232 A 12232 D Class A Shares 2016-12-26 4 M 0 12711 A 24943 D Class A Shares 2016-12-26 4 M 0 18946 A 43889 D Class A Restricted Share Units 2016-12-26 4 M 0 12232 D Class A Shares 12232.0 0 D Class A Restricted Share Units 2016-12-26 4 M 0 12711 D Class A Shares 12711.0 12710 D Class A Restricted Share Units 2016-12-26 4 M 0 18946 D Class A Shares 18946.0 37891 D The amount shown represents vesting of the Class A Restricted Share Units granted to the Reporting Person on January 31, 2014, including any dividend equivalents accrued on such units. Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. The amount shown represents the vesting of Class A Restricted Share Units granted to the Reporting Person on January 31, 2015, including any dividend equivalents accrued on such units. The amount shown represents the vesting of Class A Restricted Share Units granted to the Reporting Person on January 31, 2016, including any dividend equivalents accrued on such units. These remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on December 26, 2017. These remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on December 26, 2017 and December 26, 2018, respectively. /s/ Erez Elisha 2016-12-27