EX-FILING FEES 5 d516615dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107

Calculation of Filing Fee Tables

S-3

(Form Type)

Sculptor Capital Management, Inc.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
     Security
Type
  Security
Class
Title (1)
  Fee
Calculation
or Carry
Forward
Rule
  Amount
Registered
  Proposed
Maximum
Offering
Price Per
Unit
 

Maximum
Aggregate
Offering

Price

 

Fee

Rate

  Amount of
Registration
Fee
  Carry
Forward
Form
Type
  Carry
Forward
File
Number
  Carry
Forward
Initial
effective
date
  Filing Fee
Previously
Paid in
Connection
with
Unsold
Securities
to be
Carried
Forward
 
Newly Registered Securities
                         
Fees to Be Paid   Equity  

Class A common stock,

par value of $0.01 per share (2)

    (3)   (4)   (4)              
                         
Fees to Be Paid   Equity   Preferred Shares (2)     (3)   (4)   (4)              
                         
Fees to Be Paid   Other   Depositary Shares (2)     (3)   (4)   (4)              
                         
Fees to Be Paid   Other   Subscription Rights (2)     (3)   (4)   (4)              
                         
Fees to Be Paid   Debt   Debt Securities (2)     (3)   (4)   (4)              
                         
Fees to Be Paid   Other   Warrants (2)     (3)   (4)   (4)              
                         
Fees to Be Paid   Other   Purchase Contracts (2)     (3)   (4)   (4)              
                         
Fees to Be Paid   Other   Units (2)     (3)   (4)   (4)              
                         
Fees to Be Paid   Unallocated (Universal Shelf)   Unallocated (Universal Shelf)     $600,000,000     $600,000,000   0.0001102   $66,120.00(5)          
                         
Fees Previously Paid   –     –     –     –     –     –     –     –            
 
Carry Forward Securities
                         
Carry Forward Securities                          
                   
    Total Offering Amounts      $600,000,000 (1)     $66,120.00          
                   
    Total Fees Previously Paid                   
                   
    Total Fee Offsets          $71,162.52          
                   
    Net Fee Due                $0                

(1) The securities covered by this registration statement to be sold by the Registrant may be sold separately or in any combination with other securities registered under this registration statement. The securities which may be offered pursuant to this Registration Statement include, pursuant to Rule 416 of the Securities Act of 1933, as amended (the “Securities Act”), such additional number of shares of the registrant’s common stock or preferred stock that may become issuable as a result of any stock split, stock dividend or similar transaction.


(2) The securities being registered hereunder consist of such indeterminate number or principal amount of (i) shares of Class A common stock, par value $0.01 per share (“Class A Shares”), (ii) preferred shares, (iii) depositary shares representing fractional interests in preferred shares, (iv) subscription rights to purchase Class A Shares, preferred shares, depositary shares, debt securities, warrants, purchase contracts or units or any combination thereof, (v) debt securities, including convertible debt securities, as may be determined from time to time at indeterminate prices, (vi) warrants to purchase Class A Shares, preferred shares or debt securities, (vii) purchase contracts to purchase Class A Shares, preferred shares or depositary shares and (viii) units consisting of any combination of the foregoing. In no event will the aggregate maximum offering price of all securities issued pursuant to this registration statement exceed $600,000,000 or, if any debt securities are issued at an original issue discount, such greater amount as will result in an aggregate offering price of $600,000,000, less the aggregate dollar amount of all securities previously issued pursuant to this registration statement.

(3) Not required to be included in accordance with General Instruction II.D. of Form S-3 under the Securities Act.

(4) The proposed maximum offering price per security and the proposed maximum aggregate offering price per class of security will be determined from time to time by the Registrant in connection with the issuance by the Registrant of the securities registered hereunder and is not specified as to each class of security pursuant to General Instruction II.D. of Form S-3 under the Securities Act.

(5) The proposed maximum aggregate offering price has been estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act.

Table 2: Fee Offset Claims and Sources

 

                       
    

Registrant

or Filer

Name

 

Form
or

Filing
Type

 

File

Number

 

Initial

Filing

Date

 

Filing

Date

 

Fee

Offset

Claimed

 

Security

Type

Associated

with Fee

Offset

Claimed

 

Security
Title

Associated

with Fee
Offset

Claimed

 

Unsold

Securities

Associated

with Fee
Offset

Claimed

 

Unsold

Aggregate

Offering

Amount

Associated

with Fee

Offset

Claimed

 

Fee

Paid

With

Fee

Offset

Source

 
Rule 457(p)
                       
Fee Offset Claims   Sculptor Capital Management, Inc.   S-3   333-238477   05/18/2020   05/18/2020   $71,162.52   Unallocated (Universal Shelf)   (5)   (5)   $548,247,481.05   —  
                       
Fee Offset Sources   Sculptor Capital Management, Inc.   S-3   333-238477   05/18/2020   05/18/2020                       $77,880.00

(5) On May 18, 2020, the registrant initially filed a Registration Statement on Form S-3 (File No. 333-238477) (the “Prior Registration Statement”), which registered an aggregate amount of $600,000,000 of (i) Class A Shares, (ii) preferred shares, (iii) depositary shares representing fractional interests in preferred shares, (iv) subscription rights to purchase Class A Shares, preferred shares, depositary shares, debt securities, warrants, purchase contracts or units or any combination thereof, (v) debt securities, including convertible debt securities, as may be determined from time to time at indeterminate prices, (vi) warrants to purchase Class A Shares, preferred shares or debt securities, (vii) purchase contracts to purchase Class A Shares, preferred shares or depositary shares and (viii) units consisting of any combination of the foregoing, to be offered by the registrant from time to time. Approximately $51,752,518.95 of securities were sold pursuant to the Prior Registration Statement, and the registrant has terminated or completed any offering that included the unsold securities associated with the claimed offset under the Prior Registration statement. As a result, the registrant has $71,162.52 in unused filing fees associated with the Prior Registration Statement. In accordance with Rule 457(p) under the Securities Act, the registrant is using the unused filing fees to offset the filing fee payable in connection with this filing.