-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AgWbPeuRoBZU+7GqPGCiWfECOFblw/AimF8StdQpC5D7ZoGQIOJbFz0iPbu7Jmwe Qax9Qcw6FFFruQgT+f/wlQ== 0001181431-09-047610.txt : 20091013 0001181431-09-047610.hdr.sgml : 20091012 20091013172003 ACCESSION NUMBER: 0001181431-09-047610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091008 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blockinger Jeffrey C CENTRAL INDEX KEY: 0001417381 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 091117636 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Och-Ziff Capital Management Group LLC CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0041 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 4 1 rrd254849.xml X0303 4 2009-10-08 0 0001403256 Och-Ziff Capital Management Group LLC OZM 0001417381 Blockinger Jeffrey C C/O OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC, 9 WEST 57TH STREET NEW YORK NY 10019 0 1 0 0 Chief Legal Officer Class A Shares 2009-10-08 4 S 0 68389 12.4912 D 331611 D Class A Shares 2009-10-09 4 S 0 10500 12.452 D 321111 D Class A Shares 2009-10-12 4 S 0 32100 12.7353 D 289011 D Class A Shares 2009-10-13 4 S 0 19200 12.5801 D 269811 D All sales listed on this Form 4 were made by the Reporting Person pursuant to a plan adopted on September 8, 2009, which is intended to comply with Rule 10b5-1(c). The Class A Shares were sold at prices ranging from $12.24 to $12.71. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer the full information regarding the number of Class A Shares sold at each separate price. The Class A Shares were sold at prices ranging from $12.32 to $12.53. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer the full information regarding the number of Class A Shares sold at each separate price. The Class A Shares were sold at prices ranging from $12.51 to $12.92. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer the full information regarding the number of Class A Shares sold each separate price. The Class A Shares were sold at prices ranging from $12.51 to $12.71. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer the full information regarding the number of Class A Shares sold each separate price. /s/ Jeffrey C. Blockinger 2009-10-13 -----END PRIVACY-ENHANCED MESSAGE-----