-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QMCxaa4/WjZOsd1OtZFna8km+TyHbpHzPBo/jn/zPPAv1vVa+8dggYQz01cCpRrj MocgIk5sUihp10+62y6NMQ== 0001181431-09-005281.txt : 20090129 0001181431-09-005281.hdr.sgml : 20090129 20090129163322 ACCESSION NUMBER: 0001181431-09-005281 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090127 FILED AS OF DATE: 20090129 DATE AS OF CHANGE: 20090129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Och Daniel CENTRAL INDEX KEY: 0001417561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 09554846 BUSINESS ADDRESS: BUSINESS PHONE: 2127900041 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: Daniel Och S DATE OF NAME CHANGE: 20071105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Och-Ziff Capital Management Group LLC CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0041 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 4 1 rrd231085.xml X0303 4 2009-01-27 0 0001403256 Och-Ziff Capital Management Group LLC OZM 0001417561 Och Daniel C/O OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC, 9 WEST 57TH STREET NEW YORK NY 10019 1 1 1 0 Chief Executive Officer Class A Shares 2009-01-27 4 P 0 8400 4.7864 A 1556501 D Class A Shares 2009-01-28 4 P 0 13200 4.9319 A 1569701 D Class A Shares 2009-01-29 4 P 0 4200 4.9525 A 1573901 D All purchases listed on this Form 4 were made by the Reporting Person pursuant to a plan adopted on November 12, 2008, which is intended to comply with Rule 10b5-1(c). The Class A Shares were purchased at prices ranging from $4.68 to $4.91. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price. The Class A Shares were purchased at prices ranging from $4.83 to $5.00. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price. The Class A Shares were purchased at prices ranging from $4.86 to $5.00. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price. /s/ Jeffrey C. Blockinger, Attorney-in-fact for Daniel Och 2009-01-29 -----END PRIVACY-ENHANCED MESSAGE-----