0000921895-19-000060.txt : 20190110 0000921895-19-000060.hdr.sgml : 20190110 20190110195052 ACCESSION NUMBER: 0000921895-19-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190108 FILED AS OF DATE: 20190110 DATE AS OF CHANGE: 20190110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grosvenor Capital Management, L.P. CENTRAL INDEX KEY: 0001403169 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55864 FILM NUMBER: 19521264 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE, SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312 506-6507 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE, SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GCM Special Opportunities Master Fund, Ltd. CENTRAL INDEX KEY: 0001743981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55864 FILM NUMBER: 19521265 BUSINESS ADDRESS: STREET 1: PO BOX 309 UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 312-506-6500 MAIL ADDRESS: STREET 1: PO BOX 309 UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCG Altscape Master Fund, L.P. CENTRAL INDEX KEY: 0001743982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55864 FILM NUMBER: 19521266 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-506-6500 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GCM Grove Investments, L.P. CENTRAL INDEX KEY: 0001743980 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55864 FILM NUMBER: 19521267 BUSINESS ADDRESS: STREET 1: PO BOX 309 UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 312-506-6500 MAIL ADDRESS: STREET 1: PO BOX 309 UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GCM Grosvenor Multi-Asset Class Fund II Trading, L.P. CENTRAL INDEX KEY: 0001743983 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55864 FILM NUMBER: 19521268 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-506-6500 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GCM Investments GP, LLC CENTRAL INDEX KEY: 0001743984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55864 FILM NUMBER: 19521269 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-506-6500 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GCMH GP, L.L.C. CENTRAL INDEX KEY: 0001743985 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55864 FILM NUMBER: 19521270 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-506-6500 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grosvenor Capital Management Holdings, LLLP CENTRAL INDEX KEY: 0001743986 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55864 FILM NUMBER: 19521271 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-506-6500 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GCM, L.L.C. CENTRAL INDEX KEY: 0001744289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55864 FILM NUMBER: 19521272 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-506-6500 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sacks Michael Jay CENTRAL INDEX KEY: 0001509764 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55864 FILM NUMBER: 19521273 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kinder Morgan Canada Ltd CENTRAL INDEX KEY: 0001714973 STANDARD INDUSTRIAL CLASSIFICATION: PIPE LINES (NO NATURAL GAS) [4610] IRS NUMBER: 000000000 STATE OF INCORPORATION: A0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 5TH AVENUE SW, SUITE 2700 CITY: CALGARY STATE: A0 ZIP: T2P5J2 BUSINESS PHONE: 713-369-9488 MAIL ADDRESS: STREET 1: 300 5TH AVENUE SW, SUITE 2700 CITY: CALGARY STATE: A0 ZIP: T2P5J2 4 1 form410826001a_01102019.xml OWNERSHIP DOCUMENT X0306 4 2019-01-08 1 0001714973 Kinder Morgan Canada Ltd KML 0001403169 Grosvenor Capital Management, L.P. 900 NORTH MICHIGAN AVE SUITE 1100 CHICAGO IL 60611 0 0 1 0 0001743981 GCM Special Opportunities Master Fund, Ltd. 900 NORTH MICHIGAN AVE SUITE 1100 CHICAGO IL 60611 0 0 0 1 See Explanation of Responses 0001743982 MCG Altscape Master Fund, L.P. 900 NORTH MICHIGAN AVE SUITE 1100 CHICAGO IL 60611 0 0 0 1 See Explanation of Responses 0001743980 GCM Grove Investments, L.P. PO BOX 309 UGLAND HOUSE GRAND CAYMAN E9 KY1-1104 CAYMAN ISLANDS 0 0 0 1 See Explanation of Responses 0001743983 GCM Grosvenor Multi-Asset Class Fund II Trading, L.P. 900 NORTH MICHIGAN AVE SUITE 1100 CHICAGO IL 60611 0 0 0 1 See Explanation of Responses 0001743984 GCM Investments GP, LLC 900 NORTH MICHIGAN AVE SUITE 1100 CHICAGO IL 60611 0 0 0 1 See Explanation of Responses 0001743985 GCMH GP, L.L.C. 900 NORTH MICHIGAN AVE SUITE 1100 CHICAGO IL 60611 0 0 0 1 See Explanation of Responses 0001743986 Grosvenor Capital Management Holdings, LLLP 900 NORTH MICHIGAN AVE SUITE 1100 CHICAGO IL 60611 0 0 0 1 See Explanation of Responses 0001744289 GCM, L.L.C. 900 NORTH MICHIGAN AVE SUITE 1100 CHICAGO IL 60611 0 0 1 0 0001509764 Sacks Michael Jay 900 NORTH MICHIGAN AVENUE SUITE 1100 CHICAGO IL 60611 0 0 1 0 Restricted Voting Shares, no par value 2019-01-08 4 S 0 16252 14.9614 D 2506637 I By GCM Special Opportunities Master Fund, Ltd. Restricted Voting Shares, no par value 2019-01-08 4 S 0 15526 14.9183 D 2491111 I By GCM Special Opportunities Master Fund, Ltd. Restricted Voting Shares, no par value 2019-01-08 4 S 0 3007 14.9614 D 389085 I By MCG Altscape Master Fund, L.P. Restricted Voting Shares, no par value 2019-01-08 4 S 0 2873 14.9183 D 386212 I By MCG Altscape Master Fund, L.P. Restricted Voting Shares, no par value 2019-01-08 4 S 0 4058 14.9614 D 610194 I By GCM Grove Investments, L.P. Restricted Voting Shares, no par value 2019-01-08 4 S 0 3877 14.9183 D 606317 I By GCM Grove Investments, L.P. Restricted Voting Shares, no par value 2019-01-08 4 S 0 183 14.9614 D 27450 I By GCM Grosvenor Multi-Asset Class Fund II Trading, L.P. Restricted Voting Shares, no par value 2019-01-08 4 S 0 174 14.9183 D 27276 I By GCM Grosvenor Multi-Asset Class Fund II Trading, L.P. Restricted Voting Shares, no par value 2019-01-09 4 S 0 2894 14.9005 D 2488217 I By GCM Special Opportunities Master Fund, Ltd. Restricted Voting Shares, no par value 2019-01-09 4 S 0 97857 14.9564 D 2390360 I By GCM Special Opportunities Master Fund, Ltd. Restricted Voting Shares, no par value 2019-01-09 4 S 0 43061 14.9904 D 2347299 I By GCM Special Opportunities Master Fund, Ltd. Restricted Voting Shares, no par value 2019-01-09 4 S 0 535 14.9005 D 385677 I By MCG Altscape Master Fund, L.P. Restricted Voting Shares, no par value 2019-01-09 4 S 0 18108 14.9564 D 367569 I By MCG Altscape Master Fund, L.P. Restricted Voting Shares, no par value 2019-01-09 4 S 0 7968 14.9904 D 359601 I By MCG Altscape Master Fund, L.P. Restricted Voting Shares, no par value 2019-01-09 4 S 0 723 14.9005 D 605594 I By GCM Grove Investments, L.P. Restricted Voting Shares, no par value 2019-01-09 4 S 0 24436 14.9564 D 581158 I By GCM Grove Investments, L.P. Restricted Voting Shares, no par value 2019-01-09 4 S 0 10753 14.9904 D 570405 I By GCM Grove Investments, L.P. Restricted Voting Shares, no par value 2019-01-09 4 S 0 32 14.9005 D 27244 I By GCM Grosvenor Multi-Asset Class Fund II Trading, L.P. Restricted Voting Shares, no par value 2019-01-09 4 S 0 1099 14.9564 D 26145 I By GCM Grosvenor Multi-Asset Class Fund II Trading, L.P. Restricted Voting Shares, no par value 2019-01-09 4 S 0 484 14.9904 D 25661 I By GCM Grosvenor Multi-Asset Class Fund II Trading, L.P. This Form 4 is filed jointly by Grosvenor Capital Management, L.P. ("GCMLP"), GCM Special Opportunities Master Fund, Ltd. ("GSOMF"), MCG Altscape Master Fund, L.P. ("Altscape"), GCM Grove Investments, L.P. ("GARS-CO"), GCM Grosvenor Multi-Asset Class Fund II Trading, L.P. ("MACII"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor CMH"), GCMH GP, L.L.C. ("GCMH GP"), GCM, L.L.C., Grosvenor Holdings, L.L.C. ("Grosvenor Holdings"), MJS, LLC and Michael J. Sacks ("Mr. Sacks") (collectively, the "Reporting Persons"). To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that previously beneficially owned more than 10% of the Issuer's outstanding shares of Restricted Voting Shares, no par value (the "Shares"). Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such Shares for purposes of Section 16 or for any other purpose. The number of Shares reported were adjusted to reflect the 1-for-3 reverse stock split effected by the Issuer as of January 4, 2019. Shares owned directly by GSOMF. GCMLP, as the investment advisor of GSOMF, may be deemed to beneficially own the Shares owned directly by GSOMF. GCM, L.L.C., as the general partner of GCMLP, may be deemed to beneficially own the Shares owned directly by GSOMF. Grosvenor Holdings, as the managing member of GCM, L.L.C, may be deemed to beneficially own the Shares owned directly by GSOMF. Each of MJS, LLC and Mr. Sacks, as a managing member of Grosvenor Holdings, may be deemed to beneficially own the Shares owned directly by GSOMF. Shares owned directly by Altscape. GCM GP, as the general partner of Altscape, may be deemed to beneficially own the Shares owned directly by Altscape. Grosvenor CMH, as the sole member of GCM GP, may be deemed to beneficially own the Shares owned directly by Altscape. GCMH GP, as the general partner of Grosvenor CMH, may be deemed to beneficially own the Shares owned directly by Altscape. GCMLP, as the investment advisor of Altscape, may be deemed to beneficially own the Shares owned directly by Altscape. GCM, L.L.C., as the general partner of GCMLP, may be deemed to beneficially own the Shares owned directly by Altscape. Grosvenor Holdings, as the managing member of each of GCM, L.L.C and GCMH GP, may be deemed to beneficially own the Shares owned directly by Altscape. Each of MJS, LLC and Mr. Sacks, as a managing member of Grosvenor Holdings, may be deemed to beneficially own Shares owned directly by Altscape. Shares owned directly by GARS-CO. GCM GP, as the general partner of GARS-CO, may be deemed to beneficially own the Shares owned directly by GARS-CO. Grosvenor CMH, as the sole member of GCM GP, may be deemed to beneficially own the Shares owned directly by GARS-CO. GCMH GP, as the general partner of Grosvenor CMH, may be deemed to beneficially own the Shares owned directly by GARS-CO. GCMLP, as the investment advisor of GARS-CO, may be deemed to beneficially own the Shares owned directly by GARS-CO. GCM, L.L.C., as the general partner of GCMLP, may be deemed to beneficially own the Shares owned directly by GARS-CO. Grosvenor Holdings, as the managing member of each of GCM, L.L.C and GCMH GP, may be deemed to beneficially own the Shares owned directly by GARS-CO. Each of MJS, LLC and Mr. Sacks, as a managing member of Grosvenor Holdings, may be deemed to beneficially own Shares owned directly by GARS-CO. Shares owned directly by MACII. GCM GP, as the general partner of MACII, may be deemed to beneficially own the Shares owned directly by MACII. Grosvenor CMH, as the sole member of GCM GP, may be deemed to beneficially own the Shares owned directly by MACII. GCMH GP, as the general partner of Grosvenor CMH, may be deemed to beneficially own the Shares owned directly by MACII. GCMLP, as the investment advisor of MACII, may be deemed to beneficially own the Shares owned directly by MACII. GCM, L.L.C., as the general partner of GCMLP, may be deemed to beneficially own the Shares owned directly by MACII. Grosvenor Holdings, as the managing member of each of GCM, L.L.C and GCMH GP, may be deemed to beneficially own the Shares owned directly by MACII. Each of MJS, LLC and Mr. Sacks, as a managing member of Grosvenor Holdings, may be deemed to beneficially own Shares owned directly by MACII. Price per Share is provided in Canadian dollars. Grosvenor Capital Management, L.P., By: GCM, L.L.C., its general partner, By: /s/ Burke J. Montgomery, Authorized Signatory 2019-01-10 GCM Special Opportunities Master Fund, Ltd., By: Grosvenor Capital Management, L.P., its investment advisor, By: GCM, L.L.C., its general partner, By: /s/ Burke J. Montgomery, Authorized Signatory 2019-01-10 MCG Altscape Master Fund, L.P., By: Grosvenor Capital Management, L.P., its investment advisor, By: GCM, L.L.C., its general partner, By: /s/ Burke J. Montgomery, Authorized Signatory 2019-01-10 GCM Grove Investments, L.P., By: Grosvenor Capital Management, L.P., its investment advisor, By: GCM, L.L.C., its general partner, By: /s/ Burke J. Montgomery, Authorized Signatory 2019-01-10 GCM Grosvenor Multi-Asset Class Fund II Trading, L.P., By: Grosvenor Capital Management, L.P., its investment advisor, By: GCM, L.L.C., its general partner, By: /s/ Burke J. Montgomery, Authorized Signatory 2019-01-10 GCM, L.L.C., By: /s/ Burke J. Montgomery, Authorized Signatory 2019-01-10 GCM Investments GP, LLC, By: Grosvenor Capital Management Holdings, LLLP, its sole member, By: GCMH GP, L.L.C., its general partner, By: /s/ Burke J. Montgomery, Authorized Signatory 2019-01-10 Grosvenor Capital Management Holdings, LLLP, By: GCMH GP, L.L.C., its general partner, By: /s/ Burke J. Montgomery, Authorized Signatory 2019-01-10 GCMH GP, L.L.C., By: /s/ Burke J. Montgomery, Authorized Signatory 2019-01-10 /s/ Michael J. Sacks 2019-01-10