0001615774-19-003031.txt : 20190226 0001615774-19-003031.hdr.sgml : 20190226 20190226170044 ACCESSION NUMBER: 0001615774-19-003031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190222 FILED AS OF DATE: 20190226 DATE AS OF CHANGE: 20190226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sheldon Michael Joseph CENTRAL INDEX KEY: 0001402601 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37503 FILM NUMBER: 19634290 MAIL ADDRESS: STREET 1: C/O ALDILA, INC. STREET 2: 14145 DANIELSON ST. STE B CITY: POWAY STATE: CA ZIP: 92064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21255 BURBANK BLVD. STREET 2: SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 21255 BURBANK BLVD. STREET 2: SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 4 1 s116333_form4.xml FORM 4 X0306 4 2019-02-22 0 0001464790 B. Riley Financial, Inc. RILY 0001402601 Sheldon Michael Joseph C/O B. RILEY FINANCIAL, INC., 21255 BURBANK BLVD, SUITE 400 WOODLAND HILLS CA 91367 1 0 0 0 Common Stock 2019-02-22 4 P 0 5310 16.5178 A 10178 D These shares were acquired in multiple transactions in prices ranging from $16.4499 to $16.5464, inclusive. The price reported above reflects the weighted average purchase price. The reporting person herby undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). /s/ Michael Joseph Sheldon 2019-02-26