0001615774-17-003599.txt : 20170712 0001615774-17-003599.hdr.sgml : 20170712 20170712194745 ACCESSION NUMBER: 0001615774-17-003599 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170703 FILED AS OF DATE: 20170712 DATE AS OF CHANGE: 20170712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21255 BURBANK BLVD. STREET 2: SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 21255 BURBANK BLVD. STREET 2: SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sheldon Michael Joseph CENTRAL INDEX KEY: 0001402601 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37503 FILM NUMBER: 17962489 MAIL ADDRESS: STREET 1: C/O ALDILA, INC. STREET 2: 14145 DANIELSON ST. STE B CITY: POWAY STATE: CA ZIP: 92064 3 1 s106790_form3.xml OWNERSHIP DOCUMENT X0206 3 2017-07-03 1 0001464790 B. Riley Financial, Inc. RILY 0001402601 Sheldon Michael Joseph C/O B. RILEY FINANCIAL, INC. 21255 BURBANK BLVD, SUITE 400 WOODLAND HILLS CA 91367 1 0 0 0 No securities are beneficially owned. /s/ Michael J. Sheldon 2017-07-12