EX-10 7 dreyfus4thamendfpa.htm

FOURTH AMENDMENT TO PARTICIPATION AGREEMENT

 

THIS FOURTH AMENDMENT TO PARTICIPATION AGREEMENT is made as of this 31st day of July, 2007, by and among GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (“GWL&A”), DREYFUS INVESTMENT PORTFOLIOS, THE DREYFUS SOCIALLY RESPONSIBLE GROWTH FUND, INC., DREYFUS STOCK INDEX FUND, INC. and DREYFUS VARIABLE INVESTMENT FUND (the “Funds”), collectively the “Parties”, and FIRST GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (“First GWL&A”). Capitalized terms not otherwise defined herein shall have the meaning ascribed to them in the Agreement (defined below).

 

RECITALS

 

WHEREAS, GWL&A and the Funds are parties to a Fund Participation Agreement dated December 31, 1998, as amended from time to time (the “Agreement”); and

 

WHEREAS, the Parties to the Agreement desire to add First GWL&A, a New York life insurance company, as a Party to the Agreement; and

 

WHEREAS, the Parties to the Agreement desire to add additional separate Accounts;

 

NOW, THEREFORE, in consideration of the premises and mutual covenants contained herein, the Parties hereby amend the Agreement as follows:

 

 

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First GWL&A is hereby added as a Party to the Agreement. The Parties to the Agreement, including First GWL&A, agree that each representation, warranty, covenant, condition and other provision of the Agreement that is applicable to GWL&A shall also be applicable to First GWL&A, with the following changes: (i) references in Section 2.1 to Colorado shall be changed to New York for the purposes of the First GWL&A Accounts; (ii) references in Section 2.5 to Colorado shall be changed to New York for the purposes of the First GWL&A Accounts; (iii) references in Section 9.1 to the State of Colorado shall be changed to the State of New York for the purposes of First GWL&A; (iv) references in Section 12.5 to the Colorado Insurance Commissioner and Colorado Variable Annuity Regulations shall be changed to the New York Insurance Commissioner and New York Variable

 

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Annuity Regulations for the purposes of the First GWL&A Accounts. The rights and obligations of GWL&A and First GWL&A under the Agreement as amended hereby shall be several and not joint.

 

 

2.

Schedule A of the Agreement is hereby replaced in its entirety with Schedule A as attached and incorporated by reference to this Amendment.

 

 

3.

Schedule B of the Agreement is hereby replaced in its entirety with Schedule B as attached and incorporated by reference to this Amendment.

 

IN WITNESS WHEREOF, the Parties have executed this Amendment.

GREAT-WEST LIFE AND ANNUITY INSURANCE COMPANY

 

By its authorized officer,

 

By: /s/ Ron Laeyendecker____________

Title: Senior Vice President

Date:

 

FIRST GREAT-WEST LIFE AND ANNUITY INSURANCE COMPANY

 

By its authorized officer,

 

By:/s/ Robert K. Shaw_______________

Name:Robert K. Shaw

Title:Senior Vice President

Date:

 

ON BEHALF OF THE DREYFUS FUNDS LISTED ABOVE AS PARTIES TO THE AGREEMENT

 

 

By: /s/ Michael A. Rosenberg______

 

Name: Michael A. Rosenberg

 

Title:

Secretary

 

 

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SCHEDULE A

 

Contracts

Form Numbers

AICPA Variable Annuity

J438

Individual Flexible Premium Variable

Universal Life Insurance

J355, J355NY, J350, J50rev

 

J500, J500NY

 

Separate Accounts

Maxim Series Account

COLI VUL-2 Series Account (GWL&A)

COLI VUL-2 Series Account (First GWL&A)

COLI VUL-4 (GWL&A)

COLI VUL-4 (First GWL&A)

COLI VUL-7 Series Account

 

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SCHEDULE B

 

CODE

FUND

 

Dreyfus Investment Portfolios

172

Core Value Portfolio – Initial Shares

412

Core Value Portfolio – Service Shares

174

MidCap Stock Portfolio – Initial Shares

421

MidCap Stock Portfolio – Service Shares

410

Small Cap Stock Index Portfolio

175

Technology Growth Portfolio – Initial Shares

422

Technology Growth Portfolio – Service Shares

 

 

111

The Dreyfus Socially Responsible Growth Fund, Inc. – Initial Shares

423

The Dreyfus Socially Responsible Growth Fund, Inc. – Service Shares

 

 

763

Dreyfus Stock Index Fund, Inc. – Initial Shares

427

Dreyfus Stock Index Fund, Inc. – Service Shares

 

 

 

Dreyfus Variable Investment Fund

112

Appreciation Portfolio – Initial Shares

400

Appreciation Portfolio – Service Shares

121

Developing Leaders Portfolio (formerly, Small Cap Portfolio) – Initial Shares

407

Developing Leaders Portfolio (formerly, Small Cap Portfolio) – Service Shares

108

Growth and Income Portfolio – Initial Shares

402

Growth and Income Portfolio – Service Shares

109

International Equity Portfolio – Initial Shares

403

International Equity Portfolio – Service Shares

152

International Value Portfolio – Initial Shares

404

International Value Portfolio – Service Shares

117

Money Market Portfolio

120

Quality Bond Portfolio – Initial Shares

406

Quality Bond Portfolio – Service Shares

 

 

 

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