0001640147-21-000179.txt : 20210722 0001640147-21-000179.hdr.sgml : 20210722 20210722203947 ACCESSION NUMBER: 0001640147-21-000179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210720 FILED AS OF DATE: 20210722 DATE AS OF CHANGE: 20210722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Slootman Frank CENTRAL INDEX KEY: 0001402348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39504 FILM NUMBER: 211108826 MAIL ADDRESS: STREET 1: 106 EAST BABCOCK STREET, SUITE 3A CITY: BOZEMAN STATE: MT ZIP: 59715 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Snowflake Inc. CENTRAL INDEX KEY: 0001640147 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 460636374 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 106 EAST BABCOCK STREET STREET 2: SUITE 3A CITY: BOZEMAN STATE: MT ZIP: 59715 BUSINESS PHONE: 844-766-9355 MAIL ADDRESS: STREET 1: 106 EAST BABCOCK STREET STREET 2: SUITE 3A CITY: BOZEMAN STATE: MT ZIP: 59715 FORMER COMPANY: FORMER CONFORMED NAME: Snowflake Computing, Inc. DATE OF NAME CHANGE: 20150421 4 1 wf-form4_162700076887745.xml FORM 4 X0306 4 2021-07-20 0 0001640147 Snowflake Inc. SNOW 0001402348 Slootman Frank C/O SNOWFLAKE INC. 106 EAST BABCOCK STREET, SUITE 3A BOZEMAN MT 59715 1 1 0 0 CEO and Chairman Class A Common Stock 2021-06-28 5 G 0 E 27014 0 D 1322092 I Trust Class A Common Stock 2021-06-28 5 G 0 E 27014 0 A 27014 I Foundation Class A Common Stock 2021-06-30 5 G 0 E 3155 0 D 61747 D Class A Common Stock 2021-07-20 4 M 0 31546 8.88 A 93293 D Class A Common Stock 2021-07-20 4 S 0 1500 249.575 D 91793 D Class A Common Stock 2021-07-20 4 S 0 3500 250.61 D 88293 D Class A Common Stock 2021-07-20 4 S 0 3261 251.422 D 85032 D Class A Common Stock 2021-07-20 4 S 0 2976 252.574 D 82056 D Class A Common Stock 2021-07-20 4 S 0 3500 253.472 D 78556 D Class A Common Stock 2021-07-20 4 S 0 700 254.511 D 77856 D Class A Common Stock 2021-07-20 4 S 0 6238 255.785 D 71618 D Class A Common Stock 2021-07-20 4 S 0 5423 256.681 D 66195 D Class A Common Stock 2021-07-20 4 S 0 1906 257.684 D 64289 D Class A Common Stock 2021-07-20 4 S 0 2542 258.54 D 61747 D Stock Option (Right to Buy) 8.88 2021-07-20 4 M 0 31546 0 D 2029-05-28 Class A Common Stock 31546.0 13519746 D The Slootman Living Trust dated 9/8/1999 transferred shares to the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee. The shares are held by the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. However, the Reporting Person has no personal pecuniary interest in these shares. This gift and all sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $248.88 to $249.88, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $250.02 to $251.02, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $251.05 to $251.92, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $252.06 to $253.05, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $253.08 to $254.00, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $254.13 to $254.83, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $255.20 to $256.17, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $256.235 to $257.215, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $257.27 to $258.22, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $258.28 to $258.89, inclusive. The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date. /s/ Travis Shrout, Attorney-in-Fact 2021-07-22