0001209191-16-090350.txt : 20160107 0001209191-16-090350.hdr.sgml : 20160107 20160107161042 ACCESSION NUMBER: 0001209191-16-090350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160105 FILED AS OF DATE: 20160107 DATE AS OF CHANGE: 20160107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerulean Pharma Inc. CENTRAL INDEX KEY: 0001401914 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 840 MEMORIAL DRIVE STREET 2: 5TH FLOOR CITY: Cambridge STATE: MA ZIP: 02139 BUSINESS PHONE: 617-551-9600 MAIL ADDRESS: STREET 1: 840 MEMORIAL DRIVE STREET 2: 5TH FLOOR CITY: Cambridge STATE: MA ZIP: 02139 FORMER COMPANY: FORMER CONFORMED NAME: Tempo Pharmaceuticals Inc DATE OF NAME CHANGE: 20070604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carvajal Alejandra CENTRAL INDEX KEY: 0001645755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36395 FILM NUMBER: 161330374 MAIL ADDRESS: STREET 1: C/O CERULEAN PHARMA INC. STREET 2: 840 MEMORIAL DRIVE, 5TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-05 0 0001401914 Cerulean Pharma Inc. CERU 0001645755 Carvajal Alejandra C/O CERULEAN PHARMA INC. 35 GATEHOUSE DRIVE WALTHAM MA 02451 0 1 0 0 VP, General Counsel Incentive Stock Option (right to buy) 3.04 2016-01-05 4 A 0 45000 0.00 A 2026-01-04 Common Stock 45000 45000 D This option was granted on January 5, 2016. The option vests in 48 equal monthly installments over the four year period following the date of grant. /s/ Alejandra Carvajal 2016-01-07