0001209191-15-083328.txt : 20151203 0001209191-15-083328.hdr.sgml : 20151203 20151203174818 ACCESSION NUMBER: 0001209191-15-083328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151201 FILED AS OF DATE: 20151203 DATE AS OF CHANGE: 20151203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerulean Pharma Inc. CENTRAL INDEX KEY: 0001401914 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 840 MEMORIAL DRIVE STREET 2: 5TH FLOOR CITY: Cambridge STATE: MA ZIP: 02139 BUSINESS PHONE: 617-551-9600 MAIL ADDRESS: STREET 1: 840 MEMORIAL DRIVE STREET 2: 5TH FLOOR CITY: Cambridge STATE: MA ZIP: 02139 FORMER COMPANY: FORMER CONFORMED NAME: Tempo Pharmaceuticals Inc DATE OF NAME CHANGE: 20070604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Senderowicz Adrian CENTRAL INDEX KEY: 0001616230 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36395 FILM NUMBER: 151268283 MAIL ADDRESS: STREET 1: C/O PUMA BIOTECHNOLOGY, INC. STREET 2: 10880 WILSHIRE BOULEVARD, SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-12-01 0 0001401914 Cerulean Pharma Inc. CERU 0001616230 Senderowicz Adrian C/O CERULEAN PHARMA INC. 840 MEMORIAL DRIVE CAMBRIDGE MA 02139 0 1 0 0 SVP, Chief Medical Officer Incentive Stock Option (right to buy) 3.29 2015-12-01 4 A 0 158000 0.00 A 2024-11-30 Common Stock 158000 158000 D The shares underlying this option vest in three equal installments on December 1, 2016, December 1, 2017 and December 1, 2018, respectively, subject to Mr. Senderowicz's continued service. /s/ Alejandra Carvajal, as attorney-in-fact for Adrian Senderowicz 2015-12-03