0001209191-15-083327.txt : 20151203
0001209191-15-083327.hdr.sgml : 20151203
20151203174700
ACCESSION NUMBER: 0001209191-15-083327
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150904
FILED AS OF DATE: 20151203
DATE AS OF CHANGE: 20151203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cerulean Pharma Inc.
CENTRAL INDEX KEY: 0001401914
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 840 MEMORIAL DRIVE
STREET 2: 5TH FLOOR
CITY: Cambridge
STATE: MA
ZIP: 02139
BUSINESS PHONE: 617-551-9600
MAIL ADDRESS:
STREET 1: 840 MEMORIAL DRIVE
STREET 2: 5TH FLOOR
CITY: Cambridge
STATE: MA
ZIP: 02139
FORMER COMPANY:
FORMER CONFORMED NAME: Tempo Pharmaceuticals Inc
DATE OF NAME CHANGE: 20070604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Senderowicz Adrian
CENTRAL INDEX KEY: 0001616230
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36395
FILM NUMBER: 151268273
MAIL ADDRESS:
STREET 1: C/O PUMA BIOTECHNOLOGY, INC.
STREET 2: 10880 WILSHIRE BOULEVARD, SUITE 2150
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-09-04
0
0001401914
Cerulean Pharma Inc.
CERU
0001616230
Senderowicz Adrian
C/O CERULEAN PHARMA INC.
840 MEMORIAL DRIVE
CAMBRIDGE
MA
02139
0
1
0
0
SVP, Chief Medical Officer
Incentive Stock Option (right to buy)
4.21
2015-09-04
4
A
0
135000
0.00
A
2024-09-03
Common Stock
135000
135000
D
The shares underlying this option vest as to 1/4th of the shares on the first anniversary of September 4, 2015 and as to an additional 1/48th of the original number of shares at the end of each month of continuous service thereafter.
/s/ Alejandra Carvajal, as attorney-in-fact for Adrian Senderowicz
2015-12-03