0001209191-15-083327.txt : 20151203 0001209191-15-083327.hdr.sgml : 20151203 20151203174700 ACCESSION NUMBER: 0001209191-15-083327 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150904 FILED AS OF DATE: 20151203 DATE AS OF CHANGE: 20151203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerulean Pharma Inc. CENTRAL INDEX KEY: 0001401914 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 840 MEMORIAL DRIVE STREET 2: 5TH FLOOR CITY: Cambridge STATE: MA ZIP: 02139 BUSINESS PHONE: 617-551-9600 MAIL ADDRESS: STREET 1: 840 MEMORIAL DRIVE STREET 2: 5TH FLOOR CITY: Cambridge STATE: MA ZIP: 02139 FORMER COMPANY: FORMER CONFORMED NAME: Tempo Pharmaceuticals Inc DATE OF NAME CHANGE: 20070604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Senderowicz Adrian CENTRAL INDEX KEY: 0001616230 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36395 FILM NUMBER: 151268273 MAIL ADDRESS: STREET 1: C/O PUMA BIOTECHNOLOGY, INC. STREET 2: 10880 WILSHIRE BOULEVARD, SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-04 0 0001401914 Cerulean Pharma Inc. CERU 0001616230 Senderowicz Adrian C/O CERULEAN PHARMA INC. 840 MEMORIAL DRIVE CAMBRIDGE MA 02139 0 1 0 0 SVP, Chief Medical Officer Incentive Stock Option (right to buy) 4.21 2015-09-04 4 A 0 135000 0.00 A 2024-09-03 Common Stock 135000 135000 D The shares underlying this option vest as to 1/4th of the shares on the first anniversary of September 4, 2015 and as to an additional 1/48th of the original number of shares at the end of each month of continuous service thereafter. /s/ Alejandra Carvajal, as attorney-in-fact for Adrian Senderowicz 2015-12-03