0001140361-17-008163.txt : 20170217 0001140361-17-008163.hdr.sgml : 20170217 20170217180024 ACCESSION NUMBER: 0001140361-17-008163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170215 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC. CENTRAL INDEX KEY: 0001604028 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 510105665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 BUSINESS PHONE: 614-658-0050 MAIL ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMERICAN SECURITIES LLC CENTRAL INDEX KEY: 0001475483 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 17622740 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212 476-8000 MAIL ADDRESS: STREET 1: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10171 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: American Securities Associates V, LLC CENTRAL INDEX KEY: 0001475484 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 17622741 BUSINESS ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: THE CHRYSLER CENTER, 666 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 476-8000 MAIL ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: THE CHRYSLER CENTER, 666 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: American Securities Partners V (C) L.P. CENTRAL INDEX KEY: 0001475482 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 17622742 BUSINESS ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: THE CHRYSLER CENTER, 666 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 476-8000 MAIL ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: THE CHRYSLER CENTER, 666 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: American Securities Partners V, L.P. CENTRAL INDEX KEY: 0001401897 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 17622744 BUSINESS ADDRESS: STREET 1: 666 Third Avenue STREET 2: 29th Floor CITY: New York STATE: NY ZIP: 10017 MAIL ADDRESS: STREET 1: 666 Third Avenue STREET 2: 29th Floor CITY: New York STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASP ADS Investco, LLC CENTRAL INDEX KEY: 0001614813 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 17622745 BUSINESS ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: 299 PARK AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212 476-8000 MAIL ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: 299 PARK AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: American Securities Partners V(B), L.P. CENTRAL INDEX KEY: 0001401896 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 17622743 BUSINESS ADDRESS: STREET 1: 666 Third Avenue STREET 2: 29th Floor CITY: New York STATE: NY ZIP: 10017 MAIL ADDRESS: STREET 1: 666 Third Avenue STREET 2: 29th Floor CITY: New York STATE: NY ZIP: 10017 4 1 form4.xml FORM 4 X0306 4 2017-02-15 true 0001604028 ADVANCED DRAINAGE SYSTEMS, INC. WMS 0001614813 ASP ADS Investco, LLC C/O AMERICAN SECURITIES LLC 299 PARK AVE, 34TH FLOOR NEW YORK NY 10171 true 0001401897 American Securities Partners V, L.P. C/O AMERICAN SECURITIES LLC 299 PARK AVE, 34TH FLOOR NEW YORK NY 10017 true 0001401896 American Securities Partners V(B), L.P. C/O AMERICAN SECURITIES LLC 299 PARK AVE, 34TH FLOOR NEW YORK NY 10017 true 0001475482 American Securities Partners V (C) L.P. C/O AMERICAN SECURITIES LLC 299 PARK AVE, 34TH FLOOR NEW YORK NY 10017 true 0001475484 American Securities Associates V, LLC C/O AMERICAN SECURITIES LLC 299 PARK AVE, 34TH FLOOR NEW YORK NY 10017 true 0001475483 AMERICAN SECURITIES LLC 299 PARK AVE, 34TH FLOOR NEW YORK NY 10171 true Common Stock 2017-02-15 4 S 0 3750000 22.15 D 3796908 D The shares are directly owned by ASP ADS Investco, LLC ("ASPADS") and may also be deemed to be indirectly beneficially owned by: (i) American Securities Partners V, L.P., American Securities Partners V(B), L.P. and American Securities Partners V(C), L.P. (each, a "Sponsor"), the owners of membership interests in ASPADS; and (ii) American Securities Associates V, LLC ("GP"), the general partner of each Sponsor. American Securities LLC provides investment advisory services to each Sponsor. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Exhibit 99.1 Joint Filer Information, incorporated herein by reference. ASP ADS Investco, LLC By: ASP Manager Corp., its manager By: /s/ Michael G. Fisch, Michael G. Fisch, President 2017-02-17 American Securities Partners V, L.P. By: American Securities Associates V, LLC, its general partner By: /s/ Michael G. Fisch, Michael G. Fisch, as Managing Member 2017-02-17 American Securities Partners V(B), L.P. By: American Securities Associates V, LLC, its general partner By: /s/ Michael G. Fisch, Michael G. Fisch, as Managing Member 2017-02-17 American Securities Partners V(C), L.P. By: American Securities Associates V, LLC, its general partner By: /s/ Michael G. Fisch, Michael G. Fisch, as Managing Member 2017-02-17 American Securities Associates V, LLC By: /s/ Michael G. Fisch, Michael G. Fisch, as Managing Member 2017-02-17 American Securities LLC By: /s/ Michael G. Fisch, Michael G. Fisch, as President and Chief Executive Officer 2017-02-17 EX-99.1 2 ex99_1.htm EXHIBIT 99.1
Exhibit 99.1

Joint Filer Information
   
Name of Joint Filer:
American Securities Partners V, L.P.
   
Address of Joint Filer:
c/o American Securities LLC
299 Park Ave, 34th Floor
New York, NY  10171
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Advanced Drainage Systems, Inc. [WMS]
   
Date of Earliest Transaction
  
Required to be Reported
  
(Month/Day/Year):
2/15/2017
   
Designated Filer:
ASP ADS Investco, LLC
   
   
Name of Joint Filer:
American Securities Partners V(B), L.P.
   
Address of Joint Filer:
c/o American Securities LLC
299 Park Ave, 34th Floor
New York, NY  10171
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Advanced Drainage Systems, Inc. [WMS]
   
Date of Earliest Transaction
  
Required to be Reported
  
(Month/Day/Year):
2/15/2017
   
Designated Filer:
ASP ADS Investco, LLC
   
   
Name of Joint Filer:
American Securities Partners V(C), L.P.
   
Address of Joint Filer:
c/o American Securities LLC
299 Park Ave, 34th Floor
New York, NY  10171
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Advanced Drainage Systems, Inc. [WMS]
   
Date of Earliest Transaction
  
Required to be Reported
  
(Month/Day/Year):
2/15/2017
   
Designated Filer:
ASP ADS Investco, LLC
   
 
Name of Joint Filer:
American Securities Associates V, LLC
   
Address of Joint Filer:
c/o American Securities LLC
299 Park Ave, 34th Floor
New York, NY  10171
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Advanced Drainage Systems, Inc. [WMS]
   
Date of Earliest Transaction
  
Required to be Reported
  
(Month/Day/Year):
2/15/2017
   
Designated Filer:
ASP ADS Investco, LLC
 
   
Name of Joint Filer:
American Securities LLC
   
Address of Joint Filer:
299 Park Ave, 34th Floor
New York, NY  10171
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Advanced Drainage Systems, Inc. [WMS]
   
Date of Earliest Transaction
  
Required to be Reported
  
(Month/Day/Year):
2/15/2017
   
Designated Filer:
ASP ADS Investco, LLC