0001401831-18-000001.txt : 20180517 0001401831-18-000001.hdr.sgml : 20180517 20180517111014 ACCESSION NUMBER: 0001401831-18-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180517 DATE AS OF CHANGE: 20180517 EFFECTIVENESS DATE: 20180517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fortis Financial, Inc. CENTRAL INDEX KEY: 0001401831 IRS NUMBER: 208116869 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-312648 FILM NUMBER: 18842097 BUSINESS ADDRESS: STREET 1: 1550 17TH STREET STREET 2: SUITE 203 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-989-1313 MAIL ADDRESS: STREET 1: 1550 17TH STREET STREET 2: SUITE 203 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: FRB Bancshares, Inc. DATE OF NAME CHANGE: 20150112 FORMER COMPANY: FORMER CONFORMED NAME: Omega Capital Corp. DATE OF NAME CHANGE: 20070604 D 1 primary_doc.xml X0708 D LIVE 0001401831 Fortis Financial, Inc. 1550 17TH STREET SUITE 203 DENVER CO COLORADO 80202 303-989-1313 COLORADO FRB Bancshares, Inc. Omega Capital Corp. Corporation true Brian M Soeldner 1550 17TH STREET SUITE 203 DENVER CO COLORADO 80202 Executive Officer Director Scott L Shwayder 1550 17TH STREET SUITE 203 DENVER CO COLORADO 80202 Director Steven C Leonard 1550 17TH STREET SUITE 203 DENVER CO COLORADO 80202 Director Christopher H Luce 1550 17TH STREET SUITE 203 DENVER CO COLORADO 80202 Executive Officer Director Jonathan B Hauser 1550 17TH STREET SUITE 203 DENVER CO COLORADO 80202 Director Robert J Walcott 1550 17TH STREET SUITE 203 DENVER CO COLORADO 80202 Director Ryan Price 1550 17TH STREET SUITE 203 DENVER CO COLORADO 80202 Director James Lynch 1550 17TH STREET SUITE 203 DENVER CO COLORADO 80202 Director Commercial Banking $5,000,001 - $25,000,000 06b false 2018-05-10 false true true false 15000000 Sandler O'Neill + Partners, L.P. 23328 None None 1251 Avenue of the Americas 6th Floor New York NY NEW YORK 10020 PA PENNSYLVANIA false 15000000 15000000 0 false 1 787500 0 0 false Fortis Financial, Inc. /s/ Brian Soeldner Brian Soeldner Chairman and Chief Executive Officer 2018-05-17