0001401708-21-000071.txt : 20210315
0001401708-21-000071.hdr.sgml : 20210315
20210315164013
ACCESSION NUMBER: 0001401708-21-000071
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210311
FILED AS OF DATE: 20210315
DATE AS OF CHANGE: 20210315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWN J. CHAD
CENTRAL INDEX KEY: 0001710720
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35980
FILM NUMBER: 21742021
MAIL ADDRESS:
STREET 1: 530 FAIRVIEW AVENUE NORTH
CITY: SEATTLE
STATE: WA
ZIP: 98109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NanoString Technologies Inc
CENTRAL INDEX KEY: 0001401708
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 200094687
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 530 FAIRVIEW AVENUE NORTH
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: 206-378-6266
MAIL ADDRESS:
STREET 1: 530 FAIRVIEW AVENUE NORTH
CITY: SEATTLE
STATE: WA
ZIP: 98109
4
1
wf-form4_161584079950350.xml
FORM 4
X0306
4
2021-03-11
0
0001401708
NanoString Technologies Inc
NSTG
0001710720
BROWN J. CHAD
530 FAIRVIEW AVENUE N
SEATTLE
WA
98109
0
1
0
0
SVP, Sales & Marketing
Common Stock
2021-03-11
4
M
0
10257
A
13164
D
Common Stock
2021-03-12
4
F
0
4037
65.70
D
9127
D
Common Stock
2021-03-12
4
S
0
9050
64.66
D
77
D
Restricted Stock Units
2021-03-11
4
M
0
10257
0
D
Common Stock
10257.0
0
D
Restricted Stock Units
2021-03-11
4
A
0
8293
0
A
Common Stock
8293.0
8293
D
Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis.
The reported shares were sold to cover the reporting person's tax liability in connection with the vesting of RSUs.
The sales reported by Mr. Brown were effected pursuant to a Rule 10b5-1 trading plan adopted on May 15, 2020.
Each RSU represents a contingent right to receive one (1) share of Issuer's common stock.
1/3 of the RSUs vest on the first market trading day following the first anniversary of March 10, 2018 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on the first market trading day after the second and third anniversary of the RSU Vesting Commencement Date, in each case, subject to Participant's continuing to be a Service Provider (as defined in the 2013 Equity Incentive Plan) through each such date.
1/3 of the RSUs vest on or following the first market trading day following the first anniversary of March 5, 2021 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on or following the first market trading day on or after the second and third anniversary of the RSU Vesting Commencement Date, in each case, subject to Participant's continuing to be a Service Provider (as defined in the 2013 Equity Incentive Plan) through each such date.
/s/ Shannon Atchison, Attorney-in-fact
2021-03-15