0001401708-19-000160.txt : 20190703 0001401708-19-000160.hdr.sgml : 20190703 20190703160547 ACCESSION NUMBER: 0001401708-19-000160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190701 FILED AS OF DATE: 20190703 DATE AS OF CHANGE: 20190703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN MARY TEDD CENTRAL INDEX KEY: 0001576194 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 19941949 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 wf-form4_156218433088153.xml FORM 4 X0306 4 2019-07-01 0 0001401708 NanoString Technologies Inc NSTG 0001576194 ALLEN MARY TEDD 530 FAIRVIEW AVENUE N SEATTLE WA 98109 0 1 0 0 SVP, Operations Common Stock 2019-07-01 4 M 0 25000 18.18 A 55433 D Common Stock 2019-07-01 4 M 0 9333 18.80 A 64766 D Common Stock 2019-07-01 4 M 0 20000 12.77 A 84766 D Common Stock 2019-07-01 4 M 0 10000 12.94 A 94766 D Common Stock 2019-07-01 4 S 0 29896 29.49 D 64870 D Common Stock 2019-07-01 4 S 0 34437 30.25 D 30433 D Stock Options (right to buy) 18.18 2019-07-01 4 M 0 25000 18.18 D 2024-01-31 Common Stock 25000.0 0 D Stock Options (right to buy) 18.8 2019-07-01 4 M 0 9333 18.80 D 2027-02-06 Common Stock 9333.0 6667 D Stock Options (right to buy) 12.77 2019-07-01 4 M 0 20000 12.77 D 2025-02-09 Common Stock 20000.0 0 D Stock Options (right to buy) 12.94 2019-07-01 4 M 0 10000 12.94 D 2026-02-05 Common Stock 10000.0 2000 D The sales reported by Ms. Allen were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $29.05 to $30.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $30.055 to $30.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The shares subject to this Option fully vested on January 31, 2018. The shares subject to this option shall vest at a rate of 1/48th of the total number of shares vest on the one-month anniversary of February 6, 2017 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date thereafter (and if there is no corresponding day, on the last day of the month) for so long as the recipient of the option remains a "Service Provider" (as defined in the 2013 Plan) of the Company, such that the total number of shares shall be fully vested on the four-year anniversary of the Option Vesting Commencement Date. The shares subject to this Option fully vested on February 9, 2019. The shares subject to this option shall vest at a rate of 1/48th of the total number of shares on the one-month anniversary of February 5, 2016 (the "Option Vesting Commencement Date"), and 1/48th of the total number of shares vest each monthly anniversary of the Option Vesting Commencement Date thereafter, for so long as the recipient of the option remains a Service Provider, such that the total number of shares shall be fully vested on the four-year anniversary of the Option Vesting Commencement Date. /s/ Shannon Atchison, Attorney-in-fact 2019-07-03