0001401708-18-000036.txt : 20180207 0001401708-18-000036.hdr.sgml : 20180207 20180207181613 ACCESSION NUMBER: 0001401708-18-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180205 FILED AS OF DATE: 20180207 DATE AS OF CHANGE: 20180207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN MARY TEDD CENTRAL INDEX KEY: 0001576194 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 18582242 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 wf-form4_151804535879516.xml FORM 4 X0306 4 2018-02-05 0 0001401708 NanoString Technologies Inc NSTG 0001576194 ALLEN MARY TEDD 530 FAIRVIEW AVENUE N SEATTLE WA 98109 0 1 0 0 SVP, Operations Common Stock 2018-02-05 4 M 0 2000 A 25939 D Common Stock 2018-02-05 4 F 0 593 6.70 D 25346 D Restricted Stock Units 2018-02-05 4 M 0 2000 0 D Common Stock 2000.0 2000 D Stock Options (right to buy) 6.8 2018-02-06 4 A 0 20000 0 A 2028-02-05 Common Stock 20000.0 20000 D Restricted Stock Units 2018-02-06 4 A 0 47647 0 A Common Stock 47647.0 47647 D Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis. The reported shares were withheld to cover the reporting person's tax liability in connection with the vesting of RSUs. The shares were not issued to or sold by the reporting person. Each RSU represents a contingent right to receive one (1) share of Issuer's common stock. 1/3 of the RSUs vest on the first market trading day following the first anniversary of February 3, 2016 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on the first market trading day after the second and third anniversary of the RSU Vesting Commencement Date. 1/48 of the shares subject to such option shall vest on the one-month anniversary of February 6, 2018 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date. 1/3 of the RSUs vest on the first market trading day following the first anniversary of March 10, 2018 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on the first market trading day after the second and third anniversary of the RSU Vesting Commencement Date. /s/ Shannon Atchison, Attorney-in-fact 2018-02-07