SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
OVP VENTURE PARTNERS VI LP

(Last) (First) (Middle)
C/O OVP VENTURE PARTNERS
1616 EASTLAKE AVE. E., SUITE 208

(Street)
SEATTLE WA 98102

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/25/2013
3. Issuer Name and Ticker or Trading Symbol
NanoString Technologies Inc [ NSTG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
06/25/2013
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Preferred Stock (1) (2) Common Stock 364,585(3) $0.00 D(4)(5)(6)
Series B Preferred Stock (7) (2) Common Stock 357,145(3) $0.00 D(4)(6)(8)
Series C Preferred Stock (9) (2) Common Stock 710,228(3) $0.00 D(4)(6)(10)
Series D Preferred Stock (9) (2) Common Stock 517,022(3) $0.00 I See footnotes(11)(12)(13)
Series D Preferred Warrant (Right to Buy) (9) 11/01/2018 Common Stock 103,404(3) $8.45 I See footnotes(11)(12)(13)
Series E Preferred Stock (9) (2) Common Stock 94,449(3) $0.00 I See footnotes(13)(14)
1. Name and Address of Reporting Person*
OVP VENTURE PARTNERS VI LP

(Last) (First) (Middle)
C/O OVP VENTURE PARTNERS
1616 EASTLAKE AVE. E., SUITE 208

(Street)
SEATTLE WA 98102

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
OVP VENTURE PARTNERS VII LP

(Last) (First) (Middle)
C/O OVP VENTURE PARTNERS
1616 EASTLAKE AVE. E., SUITE 208

(Street)
SEATTLE WA 98102

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
OVP VI ENTREPRENEURS FUND LP

(Last) (First) (Middle)
C/O OVP VENTURE PARTNERS
1616 EASTLAKE AVE. E., SUITE 208

(Street)
SEATTLE WA 98102

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
OVP VII ENTREPRENEURS FUND LP

(Last) (First) (Middle)
C/O OVP VENTURE PARTNERS
1616 EASTLAKE AVE. E., SUITE 208

(Street)
SEATTLE WA 98102

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Reflects the automatic conversion of each share of Series A Preferred Stock into 1.4030303030303 shares of Common Stock to occur upon the closing of the Issuer's initial public offering.
2. Each share has no expiration date.
3. Reflects a 1-for-32 reverse stock split of the Issuer's outstanding shares effected June 12, 2013.
4. The shares were erroneously reported as indirectly held on the Reporting Person's initial Form 3.
5. 357,293 of these shares are owned by OVP Venture Partners VI, L.P., and 7,293 of these shares are owned by OVP VI Entrepreneurs Fund, L.P.
6. OVMC VI, LLC serves as the general partner of OVP Venture Partners VI, L.P. and OVP VI Entrepreneurs Fund, L.P. Charles P. Waite, Jr. is a managing member of OVMC VI, LLC, the general partner of OVP Venture Partners VI, L.P. and OVP VI Entrepreneurs Fund, L.P., and shares voting and investment power over the shares held by OVP Venture Partners VI, L.P. and OVP VI Entrepreneurs Fund, L.P. Charles P. Waite, Jr. is also a managing member of OVMC VII, LLC the general partner of OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P., and shares voting and investment power over shares held by OVP Venture Partners VII, L.P. and OVP VI Entrepreneurs Fund, L.P. Mr. Waite, the other managing members of OVMC VI, LLC and OVMC VII, LLC, and each of the aforementioned entities disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest therein.
7. Reflects the automatic conversion of each share of Series B Preferred Stock into 1.55942857142857 shares of Common Stock to occur upon the closing of the Issuer's initial public offering.
8. 350,001 of these shares are owned by OVP Venture Partners VI, L.P., and 7,144 of these shares are owned by OVP VI Entrepreneurs Fund, L.P.
9. Reflects the automatic conversion of each share of Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock into one share of Common Stock to occur upon the closing of the Issuer's initial public offering.
10. 705,256 of these shares are owned by OVP Venture Partners VI, L.P., and 4,972 of these shares are owned by OVP VI Entrepreneurs Fund, L.P.
11. These shares are owned by OVP Venture Partners VII, L.P.
12. The shares were erroneously reported as directly held on the Reporting Person's initial Form 3.
13. OVMC VII, LLC serves as the general partner of OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P. Charles P. Waite, Jr. is a managing member of OVMC VII, LLC and shares voting and investment power over the shares held by OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P. Mr. Waite, Jr. is also a managing member of OVMC VI, LLC the general partner of OVP Venture Partners VI, L.P. and OVP VI Entrepreneurs Fund, L.P., and shares voting and investment power over shares held by OVP Venture Partners VI, L.P. and OVP VI Entrepreneurs Fund, L.P. Mr. Waite, the other managing members of OVMC VI, LLC and OVMC VII, LLC, and each of the aforementioned entities disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest therein.
14. 93,504 of these shares are owned by OVP Venture Partners VII, L.P., and 945 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
Remarks:
/s/ Barbara Mery, Attorney-in-fact 07/26/2013
/s/ Barbara Mery, Attorney-in-fact 07/26/2013
/s/ Barbara A. Mery, Attorney-in-fact 07/26/2013
/s/ Barbara Mery, Attorney-in-fact 07/26/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.