0001842612-24-000003.txt : 20240110 0001842612-24-000003.hdr.sgml : 20240110 20240110163827 ACCESSION NUMBER: 0001842612-24-000003 CONFORMED SUBMISSION TYPE: 144/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240110 DATE AS OF CHANGE: 20240110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUMA BIOTECHNOLOGY, INC. CENTRAL INDEX KEY: 0001401667 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 770683487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144/A SEC ACT: 1933 Act SEC FILE NUMBER: 001-35703 FILM NUMBER: 24527020 BUSINESS ADDRESS: STREET 1: 10880 WILSHIRE BLVD. STREET 2: SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (424) 248-6500 MAIL ADDRESS: STREET 1: 10880 WILSHIRE BLVD. STREET 2: SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATIVE ACQUISITIONS CORP DATE OF NAME CHANGE: 20070601 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Wong Alvin F CENTRAL INDEX KEY: 0001868855 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144/A MAIL ADDRESS: STREET 1: C/O PUMA BIOTECHNOLOGY, INC. STREET 2: 10880 WILSHIRE BOULEVARD, SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 144/A 1 primary_doc.xml 144/A 0002006196-24-000004 0001868855 XXXXXXXX LIVE 0001401667 PUMA BIOTECHNOLOGY, INC. 001-35703 10880 WILSHIRE BLVD. SUITE 2150 LOS ANGELES CA 90024 (424) 248-6500 Wong Alvin F Officer Common Stock Muriel Siebert & Co., Inc.
4141 NE 2nd Avenue, Suite 201 Miami FL 33137
7733 34991.83 47571332 01/03/2024 NASDAQGS
Common Stock 03/03/2022 Restricted Stock Unit Grant PUMA BIOTECHNOLOGY, INC. N 44882 03/03/2022 Compensation for Services Rendered Common Stock 02/10/2023 Restricted Stock Unit Grant PUMA BIOTECHNOLOGY, INC. N 58601 02/10/2023 Compensation for Services Rendered N Muriel Siebert & Co., Inc.
4141 NE 2nd Avenue, Suite 201 Miami FL 33137
Common Stock 12/04/2023 280 1053.02
The Form 144 filed on January 3, 2024 is hereby amended to include the sale of 280 shares in Table II. 01/10/2024 12/15/2020 /s/ Gordon Esplin, Attorney-in-Fact for Alvin F. Wong