0001610717-24-000401.txt : 20240717 0001610717-24-000401.hdr.sgml : 20240717 20240717203926 ACCESSION NUMBER: 0001610717-24-000401 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240717 DATE AS OF CHANGE: 20240717 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUMA BIOTECHNOLOGY, INC. CENTRAL INDEX KEY: 0001401667 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 770683487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-35703 FILM NUMBER: 241123516 BUSINESS ADDRESS: STREET 1: 10880 WILSHIRE BLVD. STREET 2: SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (424) 248-6500 MAIL ADDRESS: STREET 1: 10880 WILSHIRE BLVD. STREET 2: SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATIVE ACQUISITIONS CORP DATE OF NAME CHANGE: 20070601 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Ludwig Jeffrey Jerome CENTRAL INDEX KEY: 0001807133 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O PUMA BIOTECHNOLOGY, INC. STREET 2: 10880 WILSHIRE BOULEVARD, SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 144 1 primary_doc.xml 144 0001807133 XXXXXXXX LIVE 0001401667 PUMA BIOTECHNOLOGY, INC. 001-35703 10880 WILSHIRE BLVD. SUITE 2150 LOS ANGELES CA 90024 (424) 248-6500 Ludwig Jeffrey Jerome Officer Common Stock Muriel Siebert & Co., Inc.

4141 NE 2nd Avenue, Suite 201 Miami FL 33137

2598 10262.10 48238850 07/17/2024 NASDAQGS Common Stock 02/12/2024 Restricted Stock Unit Grant PUMA BIOTECHNOLOGY, INC N 27067 02/12/2024 Compensation for Services Rendered N Jeffrey Jerome Ludwig

c/o Puma Biotechnology, Inc. 10880 Wilshire Boulevard, Suite 2150 Los Angeles CA 90024

Common Stock 07/02/2024 6051 19777.69 07/17/2024 12/14/2020 /s/ Gordon Esplin, Attorney-in-Fact for Jeffrey J. Ludwig