0001230439-23-000011.txt : 20230703 0001230439-23-000011.hdr.sgml : 20230703 20230703192604 ACCESSION NUMBER: 0001230439-23-000011 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230703 DATE AS OF CHANGE: 20230703 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUMA BIOTECHNOLOGY, INC. CENTRAL INDEX KEY: 0001401667 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770683487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-35703 FILM NUMBER: 231066362 BUSINESS ADDRESS: STREET 1: 10880 WILSHIRE BLVD. STREET 2: SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (424) 248-6500 MAIL ADDRESS: STREET 1: 10880 WILSHIRE BLVD. STREET 2: SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATIVE ACQUISITIONS CORP DATE OF NAME CHANGE: 20070601 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Wong Alvin F CENTRAL INDEX KEY: 0001868855 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O PUMA BIOTECHNOLOGY, INC. STREET 2: 10880 WILSHIRE BOULEVARD, SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 144 1 primary_doc.xml 144 0001868855 XXXXXXXX LIVE 0001401667 PUMA BIOTECHNOLOGY, INC. 001-35703 10880 WILSHIRE BLVD. SUITE 2150 LOS ANGELES CA 90024 (424) 248-6500 Wong Alvin F Officer Common Stock Muriel Siebert & Co., Inc.

4141 NE 2nd Avenue, Suite 201 Miami FL 33137

6938 24491.14 46707012 07/03/2023 NASDAQGS Common Stock 02/10/2023 Restricted Stock Unit Grant PUMA BIOTECHNOLOGY, INC N 58601 02/10/2023 Compensation for Services Rendered N Muriel Siebert & Co., Inc.

4141 NE 2nd Avenue, Suite 201 Miami FL 33137

Common Stock 06/02/2023 269 928.00 07/03/2023 12/15/2020 /s/ Gordon Esplin, Attorney-in-Fact for Alvin F. Wong