0001209191-21-042589.txt : 20210622
0001209191-21-042589.hdr.sgml : 20210622
20210622201430
ACCESSION NUMBER: 0001209191-21-042589
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210617
FILED AS OF DATE: 20210622
DATE AS OF CHANGE: 20210622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wong Alvin F
CENTRAL INDEX KEY: 0001868855
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35703
FILM NUMBER: 211036925
MAIL ADDRESS:
STREET 1: C/O PUMA BIOTECHNOLOGY, INC.
STREET 2: 10880 WILSHIRE BOULEVARD, SUITE 2150
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUMA BIOTECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001401667
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 770683487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10880 WILSHIRE BLVD.
STREET 2: SUITE 2150
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: (424) 248-6500
MAIL ADDRESS:
STREET 1: 10880 WILSHIRE BLVD.
STREET 2: SUITE 2150
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
FORMER COMPANY:
FORMER CONFORMED NAME: INNOVATIVE ACQUISITIONS CORP
DATE OF NAME CHANGE: 20070601
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-17
0
0001401667
PUMA BIOTECHNOLOGY, INC.
PBYI
0001868855
Wong Alvin F
C/O PUMA BIOTECHNOLOGY, INC.
10880 WILSHIRE BOULEVARD, SUITE 2150
LOS ANGELES
CA
90024
0
1
0
0
Chief Scientific Officer
STOCK OPTION (RIGHT TO BUY)
10.21
2021-06-17
4
A
0
90000
0.00
A
2031-06-16
COMMON STOCK
90000
90000
D
Subject to the Reporting Person's continued employment with the Company through the applicable vesting date, 1/3rd of the shares underlying the option will vest on the first anniversary of June 15, 2021 (the "Option Vesting Commencement Date"), and 1/36th of the shares underlying the option will vest on each monthly anniversary of the Option Vesting Commencement Date thereafter.
/s/ Alvin F. Wong
2021-06-22