0001181431-14-039047.txt : 20141216 0001181431-14-039047.hdr.sgml : 20141216 20141216191909 ACCESSION NUMBER: 0001181431-14-039047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141215 FILED AS OF DATE: 20141216 DATE AS OF CHANGE: 20141216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PUMA BIOTECHNOLOGY, INC. CENTRAL INDEX KEY: 0001401667 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770683487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10880 WILSHIRE BLVD. STREET 2: SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (424) 248-6500 MAIL ADDRESS: STREET 1: 10880 WILSHIRE BLVD. STREET 2: SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATIVE ACQUISITIONS CORP DATE OF NAME CHANGE: 20070601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Malley Thomas CENTRAL INDEX KEY: 0001403322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35703 FILM NUMBER: 141290859 MAIL ADDRESS: STREET 1: 295 CLAYTON CITY: DENVER STATE: CO ZIP: 80206 4 1 rrd420392.xml MALLEY F4 X0306 4 2014-12-15 0 0001401667 PUMA BIOTECHNOLOGY, INC. PBYI 0001403322 Malley Thomas C/O PUMA BIOTECHNOLOGY, INC. 10880 WILSHIRE BLVD., SUITE 2150 LOS ANGELES CA 90024 1 0 0 0 Stock Option (Right to Buy) 195.33 2014-12-15 4 A 0 10000 0 A 2024-12-15 Common Stock 10000 10000 D The vesting commencement date ("VCD") of the option is December 15, 2014. The option vests (i) with respect to one-third (1/3) of the shares underlying the option on the first anniversary of the VCD and (ii) with respect to 1/36th of the shares underlying the option, on each monthly anniversary of the VCD thereafter, subject to continued service with the Issuer. /s/ Thomas R. Malley 2014-12-16