0001181431-14-039047.txt : 20141216
0001181431-14-039047.hdr.sgml : 20141216
20141216191909
ACCESSION NUMBER: 0001181431-14-039047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141215
FILED AS OF DATE: 20141216
DATE AS OF CHANGE: 20141216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUMA BIOTECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001401667
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 770683487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10880 WILSHIRE BLVD.
STREET 2: SUITE 2150
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: (424) 248-6500
MAIL ADDRESS:
STREET 1: 10880 WILSHIRE BLVD.
STREET 2: SUITE 2150
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
FORMER COMPANY:
FORMER CONFORMED NAME: INNOVATIVE ACQUISITIONS CORP
DATE OF NAME CHANGE: 20070601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Malley Thomas
CENTRAL INDEX KEY: 0001403322
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35703
FILM NUMBER: 141290859
MAIL ADDRESS:
STREET 1: 295 CLAYTON
CITY: DENVER
STATE: CO
ZIP: 80206
4
1
rrd420392.xml
MALLEY F4
X0306
4
2014-12-15
0
0001401667
PUMA BIOTECHNOLOGY, INC.
PBYI
0001403322
Malley Thomas
C/O PUMA BIOTECHNOLOGY, INC.
10880 WILSHIRE BLVD., SUITE 2150
LOS ANGELES
CA
90024
1
0
0
0
Stock Option (Right to Buy)
195.33
2014-12-15
4
A
0
10000
0
A
2024-12-15
Common Stock
10000
10000
D
The vesting commencement date ("VCD") of the option is December 15, 2014. The option vests (i) with respect to one-third (1/3) of the shares underlying the option on the first anniversary of the VCD and (ii) with respect to 1/36th of the shares underlying the option, on each monthly anniversary of the VCD thereafter, subject to continued service with the Issuer.
/s/ Thomas R. Malley
2014-12-16