0001181431-12-055229.txt : 20121022
0001181431-12-055229.hdr.sgml : 20121022
20121022114852
ACCESSION NUMBER: 0001181431-12-055229
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121018
FILED AS OF DATE: 20121022
DATE AS OF CHANGE: 20121022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Malley Thomas
CENTRAL INDEX KEY: 0001403322
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35703
FILM NUMBER: 121154095
MAIL ADDRESS:
STREET 1: 295 CLAYTON
CITY: DENVER
STATE: CO
ZIP: 80206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUMA BIOTECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001401667
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 770683487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10880 WILSHIRE BLVD.
STREET 2: SUITE 2150
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: (424) 248-6500
MAIL ADDRESS:
STREET 1: 10880 WILSHIRE BLVD.
STREET 2: SUITE 2150
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
FORMER COMPANY:
FORMER CONFORMED NAME: INNOVATIVE ACQUISITIONS CORP
DATE OF NAME CHANGE: 20070601
4
1
rrd358507.xml
MALLEY F4
X0306
4
2012-10-18
0
0001401667
PUMA BIOTECHNOLOGY, INC.
PBYI
0001403322
Malley Thomas
C/O PUMA BIOTECHNOLOGY, INC.
10880 WILSHIRE BLVD., SUITE 2150
LOS ANGELES
CA
90024
1
0
0
0
STOCK OPTION (RIGHT TO BUY)
16.50
2012-10-18
4
A
0
10000
0
A
2022-10-18
COMMON STOCK
10000
10000
D
STOCK OPTION (RIGHT TO BUY)
16.50
2012-10-18
4
A
0
10000
0
A
2022-10-18
COMMON STOCK
10000
10000
D
The vesting commencement date of the option is October 18, 2012. The option vests (i) with respect to one-third (1/3) of the shares underlying the option on the first anniversary of the vesting commencement date and (ii) with respect to 1/36th of the shares underlying the option, on each monthly anniversary of the vesting commencement date thereafter, subject to the Reporting Person's continued service through each vesting date as a member of the Compensation Committee of the Board of Directors of the Issuer.
The vesting commencement date of the option is October 18, 2012. The option vests (i) with respect to one-third (1/3) of the shares underlying the option on the first anniversary of the vesting commencement date and (ii) with respect to 1/36th of the shares underlying the option, on each monthly anniversary of the vesting commencement date thereafter, subject to the Reporting Person's continued service through each vesting date as a member of the Nominating and Corporate Governance Committee of the Board of Directors of the Issuer.
/s/ Thomas R. Malley
2012-10-18