0001639825-20-000102.txt : 20200814 0001639825-20-000102.hdr.sgml : 20200814 20200814170432 ACCESSION NUMBER: 0001639825-20-000102 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draft Howard C. CENTRAL INDEX KEY: 0001401466 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39058 FILM NUMBER: 201106421 MAIL ADDRESS: STREET 1: C/O OPTIONSXPRESS HOLDINGS, INC. STREET 2: 39 S. LASALLE STREET, SUITE 220 CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PELOTON INTERACTIVE, INC. CENTRAL INDEX KEY: 0001639825 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: C/O PELOTON INTERACTIVE, INC. STREET 2: 125 W. 25TH ST., 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 866-679-9129 MAIL ADDRESS: STREET 1: C/O PELOTON INTERACTIVE, INC. STREET 2: 125 W. 25TH ST., 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Peloton Interactive, Inc. DATE OF NAME CHANGE: 20150416 4/A 1 wf-form4a_159743900814193.xml FORM 4/A X0306 4/A 2020-02-28 2020-03-03 0 0001639825 PELOTON INTERACTIVE, INC. PTON 0001401466 Draft Howard C. C/O PELOTON INTERACTIVE, INC. 125 WEST 25TH STREET, 11TH FLOOR NEW YORK NY 10001 1 0 0 0 Stock Option (right to buy Class B Common Stock) 3.28 2028-04-01 Class B Common Stock 86668.0 86668 D The option vests as to 2.0833% of the total shares monthly, commencing April 15, 2018, with 100% of the total shares vested on March 15, 2022, subject to the reporting person's provision of service to the issuer on each vesting date. The option provides for an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase. Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date. This amended Form 4 is filed solely to report that the Form 4 as originally filed on March 3, 2020 inadvertently reported the exercise of 6,666 shares of Class B Common Stock under an option granted on April 2, 2018 and the conversion of such shares of Class B Common Stock to Class A Common Stock. The number of shares underlying the option as of February 28, 2020 are set forth in the Amount or Number of Shares in Column 7 above and in the Number of Derivative Securities Beneficially Owned in Column 8 above. /s/ Hisao Kushi as attorney-in-fact for Howard Draft 2020-08-14