0001209191-19-055599.txt : 20191106 0001209191-19-055599.hdr.sgml : 20191106 20191106214137 ACCESSION NUMBER: 0001209191-19-055599 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191104 FILED AS OF DATE: 20191106 DATE AS OF CHANGE: 20191106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draft Howard C. CENTRAL INDEX KEY: 0001401466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39058 FILM NUMBER: 191197892 MAIL ADDRESS: STREET 1: C/O OPTIONSXPRESS HOLDINGS, INC. STREET 2: 39 S. LASALLE STREET, SUITE 220 CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PELOTON INTERACTIVE, INC. CENTRAL INDEX KEY: 0001639825 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: C/O PELOTON INTERACTIVE, INC. STREET 2: 125 W. 25TH ST., 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 866-679-9129 MAIL ADDRESS: STREET 1: C/O PELOTON INTERACTIVE, INC. STREET 2: 125 W. 25TH ST., 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Peloton Interactive, Inc. DATE OF NAME CHANGE: 20150416 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-04 0 0001639825 PELOTON INTERACTIVE, INC. PTON 0001401466 Draft Howard C. C/O PELOTON INTERACTIVE, INC. 125 WEST 25TH STREET, 11TH FLOOR NEW YORK NY 10001 1 0 0 0 Class A Common Stock 34483 I By Howard Craig Draft Living Trust Class A Common Stock 17241 I By IRA Class A Common Stock 17241 I By Spouse Stock Option (right to buy Class B Common Stock) 2.89 2019-11-04 4 M 0 9166 0.00 D 2027-08-07 Class B Common Stock 9166 96251 D Class B Common Stock 2019-11-04 4 M 0 9166 0.00 A Class A Common Stock 9166 438348 D Stock Option (right to buy Class B Common Stock) 3.28 2019-11-04 4 M 0 6666 0.00 D 2028-04-01 Class B Common Stock 6666 96668 D Class B Common Stock 2019-11-04 4 M 0 6666 0.00 A Class A Common Stock 6666 445014 D Class B Common Stock Class A Common Stock 147661 147661 I By Spouse These securities are held of record by Howard Draft and Louis R Malikow, Trustees of the Howard Craig Draft Living Trust u/a/d 2/22/1991. These shares are held of record by Goldman Sachs, Custodian of the reporting person's IRA. The option vested as to 25% of the total shares on July 12, 2018 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested on July 12, 2021, subject to the reporting person's provision of service to the issuer on each vesting date. The option provides for an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase. Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering ("IPO"), (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date. The option vests as to 2.0833% of the total shares monthly, commencing April 15, 2018, with 100% of the total shares vested on March 15, 2022, subject to the reporting person's provision of service to the issuer on each vesting date. The option provides for an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase. /s/ Hisao Kushi as attorney-in-fact for Howard Draft 2019-11-06